Investment Compliance Analyst: SQL & Automation

Weiss Asset Management LP; Boston, Northern (MA, KY); Hybrid; USD 85,000 - 125,000; Full time

Job summary

Weiss Asset Management LP, a Boston-based investment firm, is seeking an Investment Compliance Analyst to join our Compliance team. This role sits at the intersection of investment compliance, trading, and data, with responsibility for monitoring trade activity, resolving compliance exceptions, and improving the systems and processes that support ongoing compliance monitoring.

Candidates graduating in Summer 2027, as well as those with 1-3 years of relevant professional experience, are

Qualifications

• Bachelor's degree not specified; 1-3 years of relevant experience preferred.
• Proficiency in SQL required; Python/automation/AI tools are a plus.

Responsibilities

• Monitor and resolve pre- and post-trade compliance alerts across funds and strategies.
• Interpret, maintain, test trading compliance rules in the OMS.
• Analyze trade, position, and compliance data in SQL for reviews and investigations.
• Automate manual tasks with code and AI tools to improve monitoring efficiency.
• Design scalable workflows for compliance reviews and escalations.
• Maintain restricted securities and issuer lists across firm systems.
• Track regulatory developments and assess their impact on trading activity.

Skills

SQL

Python

Automation

AI tools

Order management systems

Tools

OMS

Job description

Weiss Asset Management LP, a Boston-based investment firm, is seeking an Investment Compliance Analyst to join our Compliance team. This role sits at the intersection of investment compliance, trading, and data, with responsibility for monitoring trade activity, resolving compliance exceptions, and improving the systems and processes that support ongoing compliance monitoring.

Candidates graduating in Summer 2027, as well as those with 1-3 years of relevant professional experience, are