Investment Compliance Analyst — Fast-Paced Asset Manager

Boston Partners; Boston (MA); On-site; USD 65,000 - 75,000; Full time

Job summary

Boston Partners, based in Boston, seeks a Compliance Analyst to support its compliance program in the Boston office. The role focuses on reviewing investment guidelines, monitoring reports, and certifications for equity accounts and funds.

You will liaise with trading desks, perform audits, and assist in maintaining policies and procedures, with opportunities for discretionary bonus according to performance and market factors.

Qualifications

• Bachelor's degree.
• Strong analytic and organizational skills with good attention to detail; able to prioritize in fast-paced environment.
• Proficiency in MS Word/Excel.
• Excellent communication skills and professional demeanor as position requires interaction with employees throughout the firm, including senior management.
• 1-2 years of related experience; experience in asset management or investment management industry a plus.
• Working knowledge of Charles River IMS Compliance Monitoring and Management system a plus.

Responsibilities

• Perform ongoing investment guideline review and reporting for a variety of equity accounts, including separately managed institutional portfolios and mutual funds.
• Monitor and review automated exception reports.
• Prepare client guideline certifications on a regular basis and as needed.
• Liaise with equity trading desks to research and resolve client guideline questions and issues.
• Perform periodic audits of policies and procedures.
• Maintain and enhance policies and procedures manuals as warranted.
• Provide backup for compliance staff.
• Complete special projects as needed.

Skills

Analytical skills

Attention to detail

Communication skills

Organizational skills

Team collaboration

Education

Bachelor's degree

Tools

MS Word/Excel

Charles River IMS

Job description

Boston Partners, based in Boston, seeks a Compliance Analyst to support its compliance program in the Boston office. The role focuses on reviewing investment guidelines, monitoring reports, and certifications for equity accounts and funds.

You will liaise with trading desks, perform audits, and assist in maintaining policies and procedures, with opportunities for discretionary bonus according to performance and market factors.