Hybrid Senior Investment Compliance Analyst

Wellington Management Co; Boston (MA); On-site; USD 90,000 - 180,000; Full time

Benefits offered by this job

Retirement plan

Health and wellbeing coverage

Job summary

Wellington Management Company in Boston seeks a Senior Analyst, Investment Compliance to support real-time monitoring and post-trade resolution, ensuring adherence to client guidelines and regulatory requirements.

You will collaborate with Global Relationship Teams, Product Management, and Portfolio Management to deepen understanding of investment strategies and monitoring systems, contributing to an open, collaborative compliance culture.

Qualifications

• 4-7 years of industry experience.
• Candidate must understand investment types, including equity, fixed income products, and derivative securities.
• Experience in guideline monitoring, investment operations, or compliance is advantageous but not required.

Responsibilities

• Reviews Investment Management Agreements, evaluates client guidelines, and maintains the Sentinel monitoring system.
• Performs real‑time, pre‑trade support with investors.
• Resolves post‑trade incident exceptions generated from Sentinel.
• Collaborates with Global Relationship Teams, Product Management, and Portfolio Management.
• Develops a deep understanding of investment strategies relative to client guidelines and regulatory requirements.

Skills

Industry experience

Investment types knowledge

Analytical / attention to detail

Interpersonal communication

Education

Bachelor's degree in finance or business-related field

Tools

Word

Excel

Job description

Wellington Management Company in Boston seeks a Senior Analyst, Investment Compliance to support real-time monitoring and post-trade resolution, ensuring adherence to client guidelines and regulatory requirements.

You will collaborate with Global Relationship Teams, Product Management, and Portfolio Management to deepen understanding of investment strategies and monitoring systems, contributing to an open, collaborative compliance culture.