Compliance Manager

Origin Staffing; Boston (MA); Hybrid; USD 108,000 - 180,000; Full time

Benefits offered by this job

Employer-funded retirement

Hybrid schedule

Co-investment opportunity

High visibility with leadership

Job summary

Origin Staffing, a private investment firm in Boston, seeks a Compliance Manager with broad ownership of the compliance program. This role offers exposure to senior leadership and cross-functional teams across Investor Relations, Finance, IT, and Investments.

The ideal candidate has investment management compliance experience with a strong ability to scale a sophisticated function, and can help enhance the firm’s testing and governance framework.

Qualifications

• 7+ years of compliance experience in financial services (private funds a plus).
• Experience with compliance testing and reviewing marketing materials.
• Familiarity with Form ADV and Form PF and Code of Ethics administration.
• Strong judgment, communication, and attention to detail.
• Ability to work independently and across teams.

Responsibilities

• Partner with the CCO on Form ADV, Form PF, and other regulatory filings.
• Help enhance the firm’s compliance testing program.
• Review marketing materials, DDQs, and investor communications.
• Administer Code of Ethics processes and related compliance systems.
• Support onboarding, training, and recurring compliance requirements.
• Monitor investment activity against side letters, restrictions, and regulatory requirements.
• Partner across Legal, IR, Finance, IT, and investment teams on compliance projects.
• Identify opportunities to improve controls, workflows, and processes.

Skills

7+ years experience

Compliance testing

Marketing review

Form ADV familiarity

Form PF familiarity

Code of Ethics administration

Attention to detail

Cross-team collaboration

Job description

We are seeking a Compliance Manager to join the Legal & Compliance team of a highly regarded private investment firm in Boston. This is a broad, business-facing role with meaningful ownership across the compliance program and regular exposure to senior leadership and teams across Investor Relations, Finance, IT, and Investments.

The role is ideal for someone with investment management compliance experience who wants more ownership, visibility, and the opportunity to help improve and scale a sophisticated compliance function.

Benefits & Highlights

• Up to $180,000 base salary, depending on experience
• Up to 20% annual bonus
• Generous employer-funded retirement contribution
• 3/2 hybrid schedule in Boston
• Co-investment opportunity with potential for carried interest over time
• High visibility with senior Legal & Compliance leadership
• Broad ownership across a sophisticated private investment platform

What You'll Do

• Partner with the CCO on Form ADV, Form PF, and other regulatory filings
• Help enhance the firm’s compliance testing program
• Review marketing materials, DDQs, and investor communications
• Administer Code of Ethics processes and related compliance systems
• Support employee onboarding, training, and recurring compliance requirements
• Monitor investment activity against side letters, restrictions, and regulatory requirements
• Partner across Legal, IR, Finance, IT, and investment teams on compliance projects
• Identify opportunities to improve controls, workflows, and processes

What You Bring

• 7+ years of compliance experience within financial services
• Private fund adviser, private equity, credit, or alternatives experience strongly preferred
• Experience with compliance testing and marketing review
• Familiarity with Form ADV, Form PF, and Code of Ethics administration
• Strong judgment, communication, and attention to detail
• Ability to work independently and across teams
• Practical, process-oriented mindset with strong issue-spotting skills