Investment Compliance Analyst: CSC & Fee Oversight

Moneta Group Investment Advisors LLC; Clayton (MO); On-site; USD 110,000 - 150,000; Full time

Benefits offered by this job

Paid holidays

Paid time off

Medical and dental insurance

Short-term disability

Long-term disability

401k Match

Profit-sharing bonus

Parental leave

Employee referral bonus

Onsite wellness programs

Job summary

Moneta Group Investment Advisors LLC is seeking an Investment Compliance Analyst to support the Compliance and Investment teams. The role leads the Cheapest Share Class oversight and conducts ongoing manager fee analysis to safeguard client outcomes.

You will partner with the CIO and Investment leadership on compliance-related projects, maintain thorough documentation, and monitor regulatory developments impacting share class choices and fee disclosures.

Qualifications

• Bachelor’s degree in Accounting, Finance, or related concentration.
• 3–5 years of experience in compliance, accounting, or investment operations.
• CPA preferred; CFA CIPM also considered.
• Knowledge of RIA compliance requirements, share class structures, and investment manager fee arrangements.
• Strong analytical skills and ability to communicate findings clearly.
• Proficient in Microsoft Office, especially Excel, Bloomberg, Claude.
• Must be authorized to work in the United States.

Responsibilities

• Lead CSC review program and coordinate remediation with Compliance and Partner teams.
• Conduct ongoing manager fee analysis and benchmark against peers.
• Collaborate with CIO and Investment leadership on compliance projects and initiatives.
• Maintain documentation and audit trails for share class and fee reviews.
• Monitor regulatory developments and translate into department workflows.
• Prepare summaries and reports on CSC and fee analysis for stakeholders.
• Support refinement of oversight processes to improve scalability and efficiency.
• Serve as a resource on share class appropriateness and fee structures.

Education

Bachelor’s degree in Accounting, Finance, or related concentration

3-5 years of relevant experience in compliance, accounting, or investment operations

CPA preferred; CFA CIPM also considered

Working knowledge of RIA compliance requirements, share class structures, and investment manager fee arrangements

Strong analytical skills and ability to communicate findings clearly

Proficient in Microsoft Office, Excel, Bloomberg, Claude

Authorized to work in the United States

Tools

Excel

Bloomberg

Claude

Job description

Moneta Group Investment Advisors LLC is seeking an Investment Compliance Analyst to support the Compliance and Investment teams. The role leads the Cheapest Share Class oversight and conducts ongoing manager fee analysis to safeguard client outcomes.

You will partner with the CIO and Investment leadership on compliance-related projects, maintain thorough documentation, and monitor regulatory developments impacting share class choices and fee disclosures.