Investment Compliance Analyst

Moneta Group Investment Advisors LLC; Clayton (MO); On-site; USD 110,000 - 150,000; Full time

Benefits offered by this job

Paid holidays

Paid time off

Medical and dental insurance

Short-term disability

Long-term disability

401k Match

Profit-sharing bonus

Parental leave

Employee referral bonus

Onsite wellness programs

Job summary

Moneta Group Investment Advisors LLC is seeking an Investment Compliance Analyst to support the Compliance and Investment teams. The role leads the Cheapest Share Class oversight and conducts ongoing manager fee analysis to safeguard client outcomes.

You will partner with the CIO and Investment leadership on compliance-related projects, maintain thorough documentation, and monitor regulatory developments impacting share class choices and fee disclosures.

Qualifications

• Bachelor’s degree in Accounting, Finance, or related concentration.
• 3–5 years of experience in compliance, accounting, or investment operations.
• CPA preferred; CFA CIPM also considered.
• Knowledge of RIA compliance requirements, share class structures, and investment manager fee arrangements.
• Strong analytical skills and ability to communicate findings clearly.
• Proficient in Microsoft Office, especially Excel, Bloomberg, Claude.
• Must be authorized to work in the United States.

Responsibilities

• Lead CSC review program and coordinate remediation with Compliance and Partner teams.
• Conduct ongoing manager fee analysis and benchmark against peers.
• Collaborate with CIO and Investment leadership on compliance projects and initiatives.
• Maintain documentation and audit trails for share class and fee reviews.
• Monitor regulatory developments and translate into department workflows.
• Prepare summaries and reports on CSC and fee analysis for stakeholders.
• Support refinement of oversight processes to improve scalability and efficiency.
• Serve as a resource on share class appropriateness and fee structures.

Education

Bachelor’s degree in Accounting, Finance, or related concentration

3-5 years of relevant experience in compliance, accounting, or investment operations

CPA preferred; CFA CIPM also considered

Working knowledge of RIA compliance requirements, share class structures, and investment manager fee arrangements

Strong analytical skills and ability to communicate findings clearly

Proficient in Microsoft Office, Excel, Bloomberg, Claude

Authorized to work in the United States

Tools

Excel

Bloomberg

Claude

Job description

The Investment Compliance Analyst supports the Investment and Compliance Departments in ensuring client portfolios and investment operations align with regulatory requirements, contractual obligations, and best-execution standards. This role leads the firm’s Cheapest Share Class oversight program and conducts ongoing manager fee analysis to protect client outcomes, working closely with the CIO and Investment leadership on compliance-related projects and initiatives.

• Leads the firm’s Cheapest Share Class (CSC) review program, identifying clients holding higher-cost share classes than warranted and coordinating remediation with Compliance and Partner teams.
• Conducts ongoing manager fee analysis across investment strategies and vehicles, benchmarking fees against peers and flagging discrepancies, fee creep, or billing errors.
• Partners with the CIO and Investment leadership on compliance-related projects and special initiatives, supporting the department’s broader research and operational objectives.
• Maintains documentation, workpapers, and audit trails supporting share class and fee review findings for internal and regulatory examination purposes.
• Monitors regulatory developments affecting share class selection, fee disclosure, and fiduciary obligations, and translates requirements into department workflows.
• Prepares clear, accurate summaries and reporting on CSC and fee analysis findings for the CIO, Compliance, and other stakeholders.
• Supports refinement of oversight processes and controls to improve the scalability, accuracy, and efficiency of compliance monitoring.
• Serves as a resource to Partner teams on share class appropriateness, fee structures, and related compliance matters.

Qualifications

• Bachelor’s degree in Accounting, Finance, or related concentration required
• 3-5 years of relevant experience in compliance, accounting, or investment operations required
• Certified Public Accountant (CPA) preferred; Chartered Financial Analyst (CFA) charter or Certificate in Investment Performance Measurement (CIPM) also considered
• Working knowledge of RIA compliance requirements, share class structures, and investment manager fee arrangements
• Strong analytical skills with a demonstrated ability to review data for discrepancies and communicate findings clearly
• Proficient in Microsoft Office applications, particularly Excel, Bloomberg, Claude
• Must be authorized to work in the United States

Additional Information

Moneta is committed to providing the best possible care for our employees; part of this care includes offering comprehensive benefits that enhance the well-being of employees and their families:

• Paid holidays
• Paid time off (PTO)
• Employer cost-shared medical and dental insurance
• Employer-paid short-term disability, long-term disability, AD&D insurance, and basic life insurance
• 401k Match – 50% of employee contributions up to 6% of compensation
• Discretionary annual profit-sharing bonus
• Paid parental leave
• Employee referral incentive bonus program
• Onsite wellness programs & rewards

Moneta is a fiduciary fee-only Registered Investment Advisory firm and is unable to hold securities licenses with the exception of Series 65. We also do not allow outside business activities, insurance commissions, and/or trails.