Investment Compliance Analyst: CSC & Fee Oversight

Moneta; Clayton (MO); On-site; USD 80,000 - 110,000; Full time

Benefits offered by this job

Paid holidays

PTO (Paid Time Off)

Insurance: Medical & Dental

Disability & Life Insurance

401k Match

Job summary

Moneta in Clayton, MO seeks an Investment Compliance Analyst to ensure client portfolios align with regulatory requirements, contractual obligations, and best-execution standards. The role leads the CSC review program and conducts ongoing manager fee analysis, working closely with the CIO and Investment leadership on compliance initiatives.

The position emphasizes maintaining audit trails, monitoring regulatory developments, and producing clear summaries for stakeholders.

Qualifications

• Bachelor’s degree in Accounting, Finance, or related concentration.
• 3-5 years of relevant experience in compliance, accounting, or investment operations.
• CPA preferred; CFA or CIPM relevant credentials also considered.
• Working knowledge of RIA compliance requirements, share class structures, and investment manager fee arrangements.
• Strong analytical skills with ability to review data for discrepancies and communicate findings clearly.
• Proficiency in Microsoft Office applications, particularly Excel, Bloomberg, Claude.

Responsibilities

• Leads CSC review program, identifying clients with higher-cost share classes and coordinating remediation.
• Conducts ongoing manager fee analysis across investment strategies and vehicles, benchmarking fees against peers and flagging discrepancies.
• Partners with CIO and Investment leadership on compliance projects and special initiatives.
• Maintains documentation, workpapers, and audit trails for share class and fee review findings.
• Monitors regulatory developments affecting share class selection, fee disclosure, and fiduciary obligations, translating requirements into workflows.
• Prepares clear, accurate summaries and reporting on CSC and fee analysis findings for CIO and stakeholders.
• Supports refinement of oversight processes to improve scalability and efficiency of compliance monitoring.
• Serves as a resource to Partner teams on share class appropriateness, fee structures, and related compliance matters.

Skills

Analytical skills

Communication

Regulatory knowledge

Excel usage

Education

Bachelor’s degree in Accounting or Finance

CPA preferred; CFA or CIPM considered

Tools

Excel

Bloomberg

Claude

Job description

Moneta in Clayton, MO seeks an Investment Compliance Analyst to ensure client portfolios align with regulatory requirements, contractual obligations, and best-execution standards. The role leads the CSC review program and conducts ongoing manager fee analysis, working closely with the CIO and Investment leadership on compliance initiatives.

The position emphasizes maintaining audit trails, monitoring regulatory developments, and producing clear summaries for stakeholders.