Internal Auditor — Data-Driven Compliance & Analytics

Interactive Brokers; Greenwich (CT); On-site; USD 70,000 - 110,000; Full time

Benefits offered by this job

Competitive salary

Performance bonus

Stock grants

401(k) match

Health benefits

Wellness program

Parental leave

Life insurance

Disability coverage

Education reimbursement

Job summary

Interactive Brokers is seeking an Internal Auditor in Greenwich, CT to perform Compliance, Financial, and Operational audits, ensuring accuracy of financial records and adherence to policies and regulations. The role collaborates with auditors and auditees to design tests, gather facts, and identify anomalies while maintaining up-to-date knowledge of industry rules.

Qualifications include a college degree in Finance/Accounting or related fields and 0–4 years of relevant experience with strong

Qualifications

• A college degree in Finance/Accounting, Data Science or other related subjects.
• 0 to 4 years relevant experience is desired.
• Proficiency in performing data gathering and analysis tasks.

Responsibilities

• Audit planning, field work (audit testing) and report drafting in close collaboration with the lead auditor and staff from auditee department.
• Design and implement database queries to determine facts, gather information, detect anomalies and/or monitor business operations.
• Gaining deep understanding of the processes under review.
• Keep abreast with various securities and futures industry regulations.
• Participate in other ad-hoc projects managed by Internal Audit such as fulfillment of audit confirmation requests and escheatment claims from states.

Skills

Data analysis

Education

Bachelor's degree in Finance/Accounting, Data Science or related

Job description

Interactive Brokers is seeking an Internal Auditor in Greenwich, CT to perform Compliance, Financial, and Operational audits, ensuring accuracy of financial records and adherence to policies and regulations. The role collaborates with auditors and auditees to design tests, gather facts, and identify anomalies while maintaining up-to-date knowledge of industry rules.

Qualifications include a college degree in Finance/Accounting or related fields and 0–4 years of relevant experience with strong