Internal Audit Manager

Brookfield Asset Management ULC; New York (NY); On-site; USD 120,000 - 140,000; Full time

Job summary

Brookfield Asset Management is seeking an experienced Internal Audit Manager in New York to supervise and perform audits across Brookfield’s asset management operations. You will guide risk assessments, develop robust audit programs, and deliver clear findings with actionable recommendations.

The role requires leadership of audit staff, strong writing skills, and the ability to engage stakeholders at all levels.

Qualifications

• 5+ years of audit, compliance, risk or internal controls.
• CPA or CFA designation is a strong asset.
• Experience leading operational audits and compliance reviews.
• Ability to lead teams and develop junior staff.
• Knowledge of asset management or private funds.
• Familiarity with Investment Advisers Act of 1940.

Responsibilities

• Lead audit planning activities, including risk assessments and defining scopes.
• Develop and execute audit programs tailored to key risks.
• Oversee fieldwork and gather evidence, identify deficiencies.
• Coach audit staff and review workpapers for quality and standards.
• Draft audit findings with root causes and actionable recommendations.
• Present results to senior management and facilitate remediation discussions.
• Maintain issue-tracking and verify remediation closures.
• Build relationships with stakeholders and senior leaders.

Skills

Audit leadership

Risk assessment

Stakeholder engagement

Analytical thinking

Strong writing

Team development

Education

Bachelor’s degree in accounting/finance

CPA or CFA designation

CIA designation

Tools

Microsoft Office

Data analysis tools

AI tools

Job description

Location

Brookfield Place New York - 225 Liberty Street, 8th Floor

Brookfield Culture

Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.

Job Description

Brookfield Internal Audit (IA) is an independent, objective assurance and advisory function with a team of audit professionals based in Toronto, New York, London, Sao Paolo, Sydney, Mumbai and Shanghai. The team engages across the broader universe of Brookfield businesses and its senior leaders to assess and advise on risks and operational efficiency over key processes. IA reports directly into the Audit Committee and Board of Directors, and the work positively impacts its employees, investors, shareholders, and business partners. We are looking for a motivated individual to join our team in a fast-paced and growth-oriented environment.

Responsibilities

The Manager is responsible for supervising or executing audit and advisory engagements for Brookfield’s Asset Management business group, for processes such as anti-money laundering, handling of confidential information, marketing compliance, private funds operations, and other operations of SEC registered investment advisers. Additionally, the individual will provide guidance and mentorship to audit staff, actively developing team capabilities.

• Leading audit planning activities, including performing risk assessments, defining audit scopes, and preparing planning documentation.
• Developing and executing audit programs tailored to key risks, including walkthroughs, control testing, and substantive procedures.
• Overseeing and performing fieldwork activities by gathering and evaluating evidence, assessing process effectiveness, and identifying control deficiencies or operational improvement opportunities.
• Supervising and coaching audit staff throughout engagements, reviewing workpapers to ensure quality, completeness, and adherence to departmental standards.
• Drafting clear, well-supported audit findings and reports that articulate issues, root causes, severity and risk, and providing economic and practical recommendations for management.
• Presenting audit results to senior management and facilitating discussions on findings and remediation plans.
• Validating the remediation of issues by reviewing evidence submitted by action owners, confirming closure, and maintaining issue-tracking logs.
• Establishing and maintaining effective working relationships with stakeholders including senior management and auditees.
• Delivering ongoing coaching and candid performance feedback, supporting audit staff professional development, and contributing to talent development initiatives.
• Assisting in the preparation of quarterly Audit Committee materials, including summarizing audit results and tracking remediation status.
• Maintaining quality and departmental standards in accordance with the Audit Manual and IIA Standards.

Candidate Profile

We seek team members whose values align with our attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined and have a long-term focus. The ideal candidate will:

• Bring 5+ years of experience in audit, compliance, risk or internal controls; CPA or CFA designation and Big 4 or equivalent experience are considered strong assets.
• Demonstrate a strong understanding of business risks, controls, and audit testing methodologies.
• Have experience leading operational audits and compliance reviews.
• Have experience leading teams to achieve objectives and developing junior staff, fostering technical growth, professional development, and a collaborative team culture.
• Bring experience and working knowledge of the asset management or alternative investments sector, including familiarity with private fund structures and the Investment Advisers Act of 1940; demonstrated interest in the industry and a willingness to develop subject matter expertise will also be considered.
• Be a motivated self-starter who takes initiative, is proactive in managing workload and development, and thrives in a fast-paced, team-oriented environment.
• Demonstrate strong analytical and problem-solving skills, sound judgment, and the ability to pivot between structured and unstructured work plans.
• Communicate effectively, with strong writing skills and the ability to engage with and influence a wide range of stakeholders, including senior leaders.
• Be able to multitask effectively and contribute positively to a collaborative, high-performance culture.
• Be proficient in Microsoft Office; experience with data analysis and AI tools is an asset.
• Hold a Bachelor’s degree (or equivalent) in accounting, finance, or a related field.
• Additional certifications such as Certified Internal Auditor (CIA) or other relevant designations are considered assets.

Salary Range

$120,000 - $140,000

Compensation Structure

Our compensation structure is comprised of a base salary and a short-term incentive program (cash bonus).

Cash compensation tends to vary based on geography to account for local market conditions and is set to be market competitive.

Compensation decisions are based on a number of factors including relative experience, overall years of experience, industry experience, education and designations.

Work Environment

Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it.

Accordingly, we do not tolerate workplace discrimination, violence or harassment.

Brookfield is committed to creating an accessible and inclusive organization.

We are committed to providing barrier-free and accessible employment practices in compliance with the Accessibility for Ontarians with Disabilities Act.

Should you require a Human Rights Code-protected accommodation through any stage of the recruitment process, please make them known when contacted and we will work with you to meet your needs.

Company Overview

Brookfield Asset Management is a leading global alternative asset manager with over US$1 trillion of assets under management across real estate, infrastructure, renewable power and transition, private equity and credit.

Brookfield owns and operates long-life assets and businesses, many of which form the backbone of the global economy.

Utilizing its global reach, access to large-scale capital and operational expertise, Brookfield offers a range of alternative investment products to investors around the world—including public and private pension plans, endowments and foundations, sovereign wealth funds, financial institutions, insurance companies and private wealth investors.

Brookfield Asset Management Ltd. (BAM) is a public company listed on the New York (NYSE: BAM) and Toronto (TSX: BAM) stock exchanges.

Brookfield Corporation is a public company listed on the New York (NYSE: BN) and Toronto (TSX: BN) stock exchanges.