Interim Securities Counsel for Funds & ETFs (Hybrid/Remote)

Major, Lindsey & Africa; Boston (MA); Hybrid; USD 107,969 - 153,774; Full time

Job summary

A respected legal recruitment firm is seeking an Interim Securities Counsel for a three-to-six-month assignment. This role involves reviewing and updating SEC compliance documents for mutual funds and ETFs, along with managing legal aspects of fund reorganizations. The ideal candidate has at least eight years of relevant experience, a law degree, and strong command of federal securities laws. Opportunities for hybrid work available for local candidates, while East Coast-based candidates may work fully remote.

Qualifications

• Eight or more years' experience advising mutual fund, ETF, or investment management clients.
• Command of the Investment Company Act of 1940 and Securities Act of 1933.
• Excellent academic and professional credentials.

Responsibilities

• Reviewing mutual fund and ETF prospectuses for SEC compliance.
• Assisting in development and launch of new funds.
• Preparing and reviewing board materials.

Skills

Experience advising mutual funds

Knowledge of SEC compliance

Legal drafting and review

Education

Law degree from accredited school

Job description

A respected legal recruitment firm is seeking an Interim Securities Counsel for a three-to-six-month assignment. This role involves reviewing and updating SEC compliance documents for mutual funds and ETFs, along with managing legal aspects of fund reorganizations. The ideal candidate has at least eight years of relevant experience, a law degree, and strong command of federal securities laws. Opportunities for hybrid work available for local candidates, while East Coast-based candidates may work fully remote.