Senior Securities Counsel - ETFs & Registered Funds

Proshares; Bethesda (MD); Hybrid; USD 230,000 - 300,000; Full time

Benefits offered by this job

Competitive pay and discretionary bonus

Paid time off

Health care benefits (medical, dental & vision)

401(k) retirement plan with matching contribution

Wellness Programs

Education assistance

Job summary

A financial services firm based in Bethesda, Maryland is seeking a Senior Director, Counsel (Securities) to provide business-oriented legal counsel. This role requires extensive experience in the asset management industry, a JD, and deep knowledge of securities laws. Responsibilities include advising senior management, managing registered securities offerings, and overseeing external counsel. The position offers a competitive salary of $230,000–$300,000 plus benefits, including a hybrid work schedule.

Qualifications

• 12+ years of relevant experience in the asset management industry.
• Deep knowledge of the Securities Act and Securities Exchange Act.
• Demonstrated experience managing registered securities offerings.

Responsibilities

• Deliver timely, pragmatic legal counsel to senior management.
• Identify and evaluate legal and business risks.
• Manage and coordinate with outside counsel.

Skills

Strong judgment

Excellent written and verbal communication

Organized and detail-oriented

Education

JD and membership in good standing with a U.S. state bar

Job description

A financial services firm based in Bethesda, Maryland is seeking a Senior Director, Counsel (Securities) to provide business-oriented legal counsel. This role requires extensive experience in the asset management industry, a JD, and deep knowledge of securities laws. Responsibilities include advising senior management, managing registered securities offerings, and overseeing external counsel. The position offers a competitive salary of $230,000–$300,000 plus benefits, including a hybrid work schedule.