Hybrid Investment Compliance Analyst – Guideline Monitoring

Wellington Management; Boston (MA); Hybrid; USD 90,000 - 180,000; Full time

Benefits offered by this job

Retirement plan

Health and wellbeing programs

Dental coverage

Vision coverage

Health savings account

Flexible spending accounts

Commuter program

Employee assistance program

Life and disability insurance

Adoption assistance

Back-up childcare

Tuition/CFA reimbursement

Paid time off

Job summary

Wellington Management is seeking an Investment Compliance Analyst to join the Investment Operations Team within Global Operations. The Analyst will focus on ensuring adherence to client guidelines and regulatory requirements across investment transactions and holdings.

As an Equal Opportunity Employer, the firm emphasizes a diverse workforce and inclusive culture, with a global reach and a strong emphasis on independent research and collaboration.

Qualifications

• Working knowledge of investment types including equity, fixed income and derivatives.
• Experience in guideline monitoring, investment operations or compliance is advantageous but not required.
• Energetic, self-confident and inquisitive mindset; results-driven and controls conscious.

Responsibilities

• Provide support to investment teams to ensure transactions and holdings comply with client guidelines and regulatory requirements.
• Review Investment Management Agreements, evaluate client guidelines, and maintain the Sentinel monitoring system.
• Perform real-time, pre-trade support with investors.
• Resolve post-trade incidents generated from Sentinel.
• Collaborate with Guideline Monitoring Analysts and internal teams including Global Relationship Teams, Product Management and Portfolio Management.
• Develop deep understanding of investment strategies relative to client guidelines and regulatory requirements.

Skills

Investment knowledge

Communication skills

Attention to detail

Organizational skills

Independent & collaborative

Self-starter

Digital literacy

Tools

Microsoft Word

Microsoft Excel

Job description

Wellington Management is seeking an Investment Compliance Analyst to join the Investment Operations Team within Global Operations. The Analyst will focus on ensuring adherence to client guidelines and regulatory requirements across investment transactions and holdings.

As an Equal Opportunity Employer, the firm emphasizes a diverse workforce and inclusive culture, with a global reach and a strong emphasis on independent research and collaboration.