Hybrid SEC Filing & Compliance Consultant

Lincoln Financial; Radnor (Delaware County); Hybrid; USD 75,000 - 120,000; Full time

Benefits offered by this job

PTO/Parental leave

Competitive 401K and employee benefits

Tuition assistance program

Work arrangements that work for you

Job summary

Lincoln Financial is seeking a Compliance Consultant to support registered funds and investment adviser projects, including drafting and processing SEC filings, board materials, and related agreements and amendments. This role sits in the legal department and collaborates with portfolio management, accounting, relationship management, external counsel, and auditors.

The successful candidate will thrive in a fast-moving environment, bring 4+ years of relevant experience, and excel at

Qualifications

• Undergraduate degree and 4+ years of comparable work experience.
• Familiarity with the SEC's EDGAR filing portal and related regulatory filing requirements.
• Familiarity with SEC filing and content management software.
• Strong collaboration and project management skills.
• Independent worker who can operate with decreasing supervision over time.
• Curious learner who seeks to continually update and improve.

Responsibilities

• Provide subject matter expertise in the preparation and processing of SEC filings.
• Participate in complex assignments, projects, and/or initiatives to maintain, build, and enhance Lincoln's registered fund and investment adviser functions.
• Developing and defining appropriate objectives for quality, compliance, and productivity.
• Acting as a Key contributor and trusted advisor in cross-functional team environments and interactions with lines of business.
• Collaborating with peers and leadership across the Business Units and Departments.
• Satisfying appropriate objectives for quality, compliance, and productivity.
• Providing subject matter expertise to team members and applicable internal/external stakeholders on complex assignments/projects.
• Remaining updated on changes in SEC filing requirements and best practices.

Skills

SEC filings

EDGAR portal

Cross-functional collaboration

Project management

Communication

Independent work

Curious learner

Education

Undergraduate degree

Tools

EDGAR filing software

Content management software

Job description

Lincoln Financial is seeking a Compliance Consultant to support registered funds and investment adviser projects, including drafting and processing SEC filings, board materials, and related agreements and amendments. This role sits in the legal department and collaborates with portfolio management, accounting, relationship management, external counsel, and auditors.

The successful candidate will thrive in a fast-moving environment, bring 4+ years of relevant experience, and excel at