Hybrid Regulatory Operations Analyst: Reporting & Compliance

Revolution Technologies; Southfield (MI); Hybrid; USD 76,000; Full time

Benefits offered by this job

Medical insurance

Vision insurance

401(k)

Disability insurance

Job summary

A leading talent solutions firm is seeking a Regulatory Operations Analyst in Southfield, MI, to manage regulatory compliance and reporting. The hybrid role requires a bachelor's degree and at least two years of experience in financial services, alongside SIE and Series 99 licenses. Essential tasks include monitoring compliance, collaborating on operational improvements, and compiling reports. This opportunity offers a dynamic work environment with an hourly rate of $38.00 and a contract of 6+ months.

Qualifications

• Bachelor's degree required with 2+ years in accounting or financial services.
• Knowledge of regulatory terminology and compliance required.
• Must possess SIE and Series 99 licenses.

Responsibilities

• Monitor compliance with client asset regulations.
• Compile and review regulatory reporting information.
• Develop operational performance reports and trend analysis.

Skills

Knowledge of brokerage operations

Quality control reviews

Financial/brokerage rules interpretation

Microsoft Office 365 proficiency

Education

Bachelor's Degree in related field

Tools

Excel

Access

PowerPoint

Job description

A leading talent solutions firm is seeking a Regulatory Operations Analyst in Southfield, MI, to manage regulatory compliance and reporting. The hybrid role requires a bachelor's degree and at least two years of experience in financial services, alongside SIE and Series 99 licenses. Essential tasks include monitoring compliance, collaborating on operational improvements, and compiling reports. This opportunity offers a dynamic work environment with an hourly rate of $38.00 and a contract of 6+ months.