Hybrid Regulatory Ops Analyst – Non-Financial Reporting

Raymond James; Saint Petersburg (FL); Híbrido; USD 90.000 - 125.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical, dental, and vision

Life insurance

Disability benefits

Paid time off

Parental leave

Descripción de la vacante

Raymond James is seeking a Regulatory Operations Analyst to join a collaborative, high-visibility team responsible for non-financial regulatory reporting. The role partners with Operations, Compliance, Technology and Legal to investigate issues, improve data quality, and strengthen regulatory controls.

This hybrid-friendly position offers three days in an office, with the flexibility of remote work, in locations including Southfield, MI or Memphis, TN.

Formación

• Hands-on experience with Non-Financial Regulatory Reporting in a broker-dealer or financial services environment.
• Experience supporting regulatory reporting, compliance operations, or brokerage operations.
• Strong understanding of securities markets, trading activity, and the trade lifecycle.
• Knowledge of FINRA, SEC, and exchange regulatory requirements.
• Experience with regulator examinations and audits.

Responsabilidades

• Produce, validate, reconcile, and submit Non-Financial Regulatory reports (CAT, EBS, LOPR, etc.).
• Monitor reporting quality and resolve data discrepancies.
• Partner with Operations, Compliance, Technology, Legal and Risk to improve data quality and controls.
• Evaluate new regulatory requirements and support implementation.
• Participate in regulatory examinations and audits; perform root-cause analysis.
• Document procedures and identify automation opportunities.

Educación

Bachelor’s Degree (preferred)

Herramientas

Excel

Regulatory reporting systems

Descripción del empleo

Raymond James is seeking a Regulatory Operations Analyst to join a collaborative, high-visibility team responsible for non-financial regulatory reporting. The role partners with Operations, Compliance, Technology and Legal to investigate issues, improve data quality, and strengthen regulatory controls.

This hybrid-friendly position offers three days in an office, with the flexibility of remote work, in locations including Southfield, MI or Memphis, TN.