Derivatives Compliance Analyst — Hybrid, Risk & Governance

Madison-Davis, LLC; New York (NY); Hybrid; USD 70,000 - 100,000; Full time

Job summary

A leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role offers a hybrid schedule with four days in the office. You will support regulatory gap assessments, assist with project management in the derivatives market, evaluate internal controls, and prepare reports on regulatory issues. Candidates should be prepared to contribute to compliance programs and support business development initiatives. This position provides an exciting opportunity for those passionate about compliance in the financial sector.

Responsibilities

• Support coordination, regulatory gap assessments, and preparation of materials.
• Assist with project management for engagements with derivatives market participants.
• Contribute to evaluations of clients’ internal controls and governance frameworks.
• Prepare written reports on regulatory and risk issues.
• Participate in compliance program assessments.
• Support business development initiatives as needed.
• Provide administrative support to the office.

Job description

A leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role offers a hybrid schedule with four days in the office. You will support regulatory gap assessments, assist with project management in the derivatives market, evaluate internal controls, and prepare reports on regulatory issues. Candidates should be prepared to contribute to compliance programs and support business development initiatives. This position provides an exciting opportunity for those passionate about compliance in the financial sector.