Hybrid Compliance Analyst — AML/KYC & Trading Oversight

Oak Hill Advisors; New York (NY); Híbrido; USD 90.000 - 110.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Health and Welfare benefits

Retirement plan

Wellness programs

Hybrid in-office schedule (Mon-Thu)

Descripción de la vacante

Oak Hill Advisors, L.P. is seeking an experienced regulatory compliance professional to join its New York team. You will serve as a go-to expert across the Investment Advisers Act, the Investment Company Act, and related regulations within a collaborative environment.

You will monitor trading rules, assist with filings, and support privacy, ethics records, and AML/KYC data processes while working a hybrid in-office schedule in New York.

Formación

• 2-4 years of relevant investment advisory experience preferred.
• Familiarity with broker-dealer regulations, Investment Company Act regulations, and/or public company rules is a plus.
• Strong undergraduate academic background.
• Ability to interpret, analyze facts, and identify issues.
• Excellent written and verbal communication skills.

Responsabilidades

• Assist with monitoring trading regulations and trade surveillance activities.
• Help manage confidential information and maintain privacy standards.
• Support compliance efforts in marketing, disclosures, and communication.
• Aid in tracking broker-dealer regulations and requirements.
• Assist with preparing and organizing regulatory filings.
• Support portfolio compliance reviews and documentation.
• Help maintain code of ethics records and compliance procedures.
• Participate in compliance testing and provide administrative support.
• Assist with custody documentation and related processes.
• Help manage information security and privacy protocols.
• Support AML and KYC data collection and review.
• Assist in organizing compliance training sessions.
• Contribute to maintaining daily operational processes and recordkeeping.
• Provide support for infrastructure initiatives and projects.
• Help update and maintain compliance policies and procedures.
• Assist with internal business communications and documentation

Conocimientos

Broker-dealer regulations

Investment Company Act regulations

Public company rules

Risk analysis

Written communication

Oral communication

Interpersonal skills

Regulatory trend analysis

Educación

Bachelor's degree in a relevant field

Herramientas

Excel

PowerPoint

Word

Outlook

Descripción del empleo

Oak Hill Advisors, L.P. is seeking an experienced regulatory compliance professional to join its New York team. You will serve as a go-to expert across the Investment Advisers Act, the Investment Company Act, and related regulations within a collaborative environment.

You will monitor trading rules, assist with filings, and support privacy, ethics records, and AML/KYC data processes while working a hybrid in-office schedule in New York.