Head of Fixed Income Operations & Trade Lifecycle Controls

Madison-Davis, LLC; New York (NY); Híbrido; USD 175.000 - 200.000; Jornada completa

Descripción de la vacante

Madison-Davis, LLC in New York is seeking a senior leader to own Fixed Income Operations and trade lifecycle controls. You will oversee a seven-person team and an outsourced BPO, serving as the primary escalation point for lifecycle events and a key control owner within regulatory compliance and the SOX framework.

With 10+ years in fixed income operations and deep product knowledge across US Treasuries, Credit, and Repo, you will engage credibly with senior management and regulators while

Formación

• Senior operations leadership with 10+ years of fixed income experience.
• Deep product knowledge across US Treasuries, Credit, and Repo.

Responsabilidades

• Lead, manage, and develop the Fixed Income Operations team; supervise the outsourced BPO operations team.
• Serve as primary escalation point for fixed income lifecycle events (Corporate Actions, Settlements, Fails, Securities Financing).
• Review regulatory trade reporting status for all fixed income trades (FINRA TRACE).
• Maintain SOX-aligned internal controls and monitor control effectiveness.
• Collaborate with Front Office to drive operational efficiencies and onboard new business streams.
• Work with vendors and internal teams to increase automation and strengthen control framework.

Descripción del empleo

Title: Head of Fixed Income Operations & Trade Lifecycle Controls
Office Status: Hybrid
New York, NY
Base Salary: $175k - $200k + Bonus

ABOUT THE ROLE

This is a senior operations leadership opportunity at a well-established and rapidly growing global financial services platform, offering full ownership of the Fixed Income Operations function supporting Credit, Rates, MBS, Repo, and Customer Clearing businesses. The role carries genuine team management responsibility, leading a team of seven and supervising an outsourced BPO operations team, while serving as the primary escalation point for all fixed income lifecycle events and acting as a key control owner across the firm's regulatory compliance and SOX framework. With a growing Fixed Income Prime Brokerage business and a technology-led operating model, this is the right seat for a seasoned fixed income operations leader with 10+ years of experience who combines deep product knowledge across US Treasuries, Credit, and Repo with strong vendor management instincts, regulatory fluency, and the executive presence to engage credibly with senior management and regulators.

RESPONSIBILITIES

Lead, manage, and develop the Fixed Income Operations team;supervise work performed by the outsourced BPO operations team, ensuring the firm maintains full accountability for all output and control standardsServe as the primary escalation point for all fixed income lifecycle events including Corporate Actions, Settlements, Fails, and Securities Financing;review and assist with team resolution of customer unaffirmed trades, street-side breaks, and failed tradesMonitor status of Regulatory Trade Reporting for all fixed income trades including FINRA TRACE;supervise defined processes to ensure adherence to regulatory requirements including Possession or Control, 17a-5, transaction reporting, and surveillanceReview daily controls across credit and rates vendor systems;adhere to and propose improvements to the firm's control frameworkWork closely with the Front Office to establish best practices and drive operational efficiencies across the fixed income businesses;partner with internal stakeholders to onboard new business streams and vendorsWork with all vendors and internal parties to increase automation and strengthen the overall control framework across fixed income operationsAs a Control Owner or Manager of a Control Owner: maintain SOX-assigned internal controls, implement and document controls designed to mitigate financial reporting risks, and monitor and test controls regularly to ensure they are operating effectivelyAssist with internal quarterly reporting as applicable;ensure compliance with regulatory requirements under SEC, FINRA, NFA, CFTC, and applicable exchangesAdhere to the operational risk framework;demonstrate the highest standards of integrity and conduct in line with firm values and Code of Conduct