Head of Enterprise Risk & Clearing

Velox Clearing LLC; Miami (FL); Presencial; USD 230.000 - 350.000; Jornada completa

Descripción de la vacante

Velox Clearing LLC, a broker-dealer focused on correspondent clearing, seeks an experienced Chief Risk Officer to lead its enterprise risk-management program in the United States.

The CRO will identify, measure, monitor, and control risks from equity and options clearing, margin, liquidity, and regulatory compliance, with cross-functional collaboration across CEO, COO, Finance, Compliance, Technology, and Client Service teams.

Formación

• Minimum 7 years of broker-dealer, clearing, market-risk, credit-risk, or related financial-services experience.
• Significant experience at a carrying or correspondent-clearing broker-dealer.
• Strong knowledge of U.S. equities and listed-options clearing.

Responsabilidades

• Develop and maintain the firm’s risk-management framework, policies, limits, and escalation procedures.
• Monitor exposure from equities, listed options, margin, securities lending, and settlement activity.
• Establish and enforce risk limits for trading, margin, and concentration.
• Review daily and intraday risk reports, including margin deficiencies and unusual trading activity.
• Oversee stress testing, scenario analysis, liquidity-risk assessments, and contingency planning.
• Evaluate the financial condition and risk profile of new and existing correspondent clients.
• Participate in client onboarding and periodic reviews; recommend limits or collateral changes.
• Work with Operations and Finance to manage margin, collateral, and settlement obligations.
• Coordinate responses to market volatility, large margin calls, and settlement failures.
• Review new products, execution venues, and system changes for risk impact.
• Partner with Compliance on regulatory and trade-surveillance matters.
• Support SEC, FINRA, OCC, DTCC requirements including Rules 15c3-1 and 15c3-3.
• Establish key risk indicators and provide regular risk reports to CEO/committees.
• Participate in regulatory examinations, audits, and inquiries.
• Build and lead a strong risk-management team and promote accountability.

Conocimientos

Broker-dealer experience

Risk management leadership

Analytical skills

Communication skills

Regulatory knowledge

Educación

Bachelor's degree in finance/economics/math

Herramientas

SQL

Risk analytics

Relational databases

Business-intelligence tools

Descripción del empleo

Velox Clearing LLC, a broker-dealer focused on correspondent clearing, seeks an experienced Chief Risk Officer to lead its enterprise risk-management program in the United States.

The CRO will identify, measure, monitor, and control risks from equity and options clearing, margin, liquidity, and regulatory compliance, with cross-functional collaboration across CEO, COO, Finance, Compliance, Technology, and Client Service teams.