Head of Clearing Risk

Social Capital Resources; Tampa (FL); On-site; USD 180,000 - 255,000; Full time

Job summary

Social Capital Resources in Tampa, FL seeks a Director of Clearing Risk to lead daily oversight of capital, liquidity, and clearinghouse requirements. The role focuses on monitoring, EWIs, VaR, stress testing, and exposure management.

You will develop risk dashboards and collaborate with the CEO and Treasury to ensure adequate resources for current and projected clearing volumes, while upholding regulatory standards and elevating risk to executive leadership.

Qualifications

• 8+ years of risk experience in clearing broker-dealer environments.
• Experience at a U.S. clearing broker or self-clearing broker-dealer.
• Strong understanding of SEC/FINRA capital requirements and broker-dealer liquidity risk.
• Experience building or managing risk dashboards, EWIs, VaR, and stress testing.

Responsibilities

• Daily monitoring of net capital, excess net capital, liquidity, and clearinghouse requirements.
• Development and monitoring of Early Warning Indicators (EWIs).
• VaR, stress testing, and scenario analysis.
• NSCC, DTC, OCC, and settlement liquidity exposure.
• Client, correspondent, counterparty, and concentration risk.
• Capital forecasting and assessment of resources for current and projected clearing volumes.
• Establishing risk limits, escalation thresholds, and management reporting.
• Collaboration with CEO, FINOP/CFO, Clearing Operations, Compliance, and Treasury.

Skills

Risk management

Clearing risk

VaR and stress testing

EWIs monitoring

Regulatory knowledge

Executive communication

Job description

Financial Services Firm in Tampa, Florida is seeking a Director of Clearing Risk

Responsibilities:

• Daily monitoring of net capital, excess net capital, liquidity, and clearinghouse requirements
• Development and monitoring of Early Warning Indicators (EWIs)
• VaR, stress testing, and scenario analysis
• NSCC, DTC, OCC, and settlement liquidity exposure
• Client, correspondent, counterparty, and concentration risk
• Capital forecasting and assessment of whether the firm has sufficient resources to support current and projected clearing volumes
• Establishing risk limits, escalation thresholds, and management reporting
• Working closely with the CEO, FINOP/CFO, Clearing Operations, Compliance, and Treasury

Qualifications:

• 8+ years of relevant risk experience
• Meaningful experience working at a U.S. clearing broker or self-clearing broker-dealer
• Strong understanding of SEC/FINRA net capital requirements, clearinghouse margin/deposit requirements, liquidity risk, and broker-dealer market risk
• Experience building or managing clearing risk dashboards, EWIs, VaR, stress testing, and capital frameworks
• Senior enough to independently challenge the business and elevate risk issues to executive management