Governance & Compliance Associate

Principal Financial Group; Charlotte (NC); Hybrid; USD 62,000 - 84,000; Full time

Benefits offered by this job

Flexible Time Off

Pension Eligible

Comprehensive benefit offerings

Job summary

A leading financial services firm in Charlotte, NC is searching for a Governance Associate to ensure accurate client account management. The role includes responsibilities like verifying data accuracy, performing administrative reviews, and supporting compliance checks. Candidates should have strong analytical skills and at least 2 years of relevant experience. Preferred qualifications include a bachelor's degree and a basic understanding of ERISA. This position offers flexible working arrangements and a competitive salary range.

Qualifications

• 2+ years of related business experience or equivalent through work.
• Ability to identify issues and solve problems.
• Willingness to learn about governing documents.

Responsibilities

• Perform pre-funding and ongoing administrative reviews.
• Verify the accuracy of account data.
• Support responses to auditor and regulator requests.

Skills

Strong communication skills

Analytical skills

Basic understanding of policies and regulations

Education

Bachelor’s degree preferred

Tools

Experience with SEI Trust 3000

Job description

A leading financial services firm in Charlotte, NC is searching for a Governance Associate to ensure accurate client account management. The role includes responsibilities like verifying data accuracy, performing administrative reviews, and supporting compliance checks. Candidates should have strong analytical skills and at least 2 years of relevant experience. Preferred qualifications include a bachelor's degree and a basic understanding of ERISA. This position offers flexible working arrangements and a competitive salary range.