Global Securities & Regulatory Counsel

Cascade Asset Management Company; Kirkland (WA); On-site; USD 300,000 - 325,000; Full time

Benefits offered by this job

Medical, dental, vision insurance

401(k) retirement match

Paid vacation and holidays

Parental and family leave

Job summary

Cascade Asset Management Company, a private investment firm, seeks a Securities, Trading and Regulatory lawyer to support a global portfolio. You will advise on legal and regulatory issues across investments and transactions, monitor MNPI and governance matters, and collaborate with trading desks and outside counsel to optimize risk management and compliance.

The role emphasizes building scalable workflows, modernizing legal processes, and applying AI-enabled tools to improve efficiency in a

Qualifications

• J.D. degree with at least 6 years of relevant experience.
• In-house experience with an investment organization or public company is a strong plus.

Responsibilities

• Advise investment team on legal, regulatory, and compliance issues affecting investments.
• Identify and monitor complex legal and regulatory developments across asset classes and jurisdictions.
• Support trading activity infrastructure, including documentation, relationships, custody, and derivatives issues.
• Design and maintain tools and processes for trading and portfolio monitoring.
• Proactively identify regulatory changes and develop risk mitigation strategies.
• Collaborate with internal teams and outside counsel to solve global portfolio challenges.

Skills

Exemplary communication

Commercial acumen

Collaborative team player

Trading/regulatory advisory

Education

J.D. degree with 6+ years experience

In-house investment/public company experience

Job description

Cascade Asset Management Company, a private investment firm, seeks a Securities, Trading and Regulatory lawyer to support a global portfolio. You will advise on legal and regulatory issues across investments and transactions, monitor MNPI and governance matters, and collaborate with trading desks and outside counsel to optimize risk management and compliance.

The role emphasizes building scalable workflows, modernizing legal processes, and applying AI-enabled tools to improve efficiency in a