Global Marketing Compliance Associate

AQR Capital Management, LLC; Greenwich (CT); On-site; USD 130,000 - 150,000; Full time

Benefits offered by this job

Medical/dental/vision insurance

401(k)

Paid time off

Job summary

AQR Capital Management is seeking a detail-oriented Associate to join the Compliance Marketing Review team in Greenwich, CT. The role supports global marketing and business development by reviewing materials for regulatory compliance with SEC Rule 206(4)-1, FINRA Rule 2210, and internal policies across asset classes.

The position requires 3–5 years of review experience, Series 7 and 24 licenses, and strong communication skills.

Qualifications

• 3–5 years minimum experience reviewing marketing material, preferably with an investment adviser or broker-dealer.
• Series 7 and 24 licenses required.
• Strong understanding of regulatory obligations under Rule 206(4)-1, the SEC Marketing Rule and FINRA Rule 2210.
• Ability to provide accurate, direct and practical advice to business professionals.

Responsibilities

• Review marketing and client-facing material for compliance with global regulations and internal standards.
• Assess materials across multiple asset classes and investment strategies for regulatory adherence.
• Review complex presentations for back-tested performance and regulatory compliance.
• Provide proactive guidance on compliant advertising and performance reporting practices.
• Interpret regulatory rules and communicate actionable guidance to staff.
• Monitor regulatory developments and update policies as needed.
• Help implement new policies and train staff on compliance requirements.

Skills

Marketing compliance

Regulatory knowledge

Attention to detail

Project management

Communication

Job description

AQR Capital Management is seeking a detail-oriented Associate to join the Compliance Marketing Review team in Greenwich, CT. The role supports global marketing and business development by reviewing materials for regulatory compliance with SEC Rule 206(4)-1, FINRA Rule 2210, and internal policies across asset classes.

The position requires 3–5 years of review experience, Series 7 and 24 licenses, and strong communication skills.