Global Marketing Compliance Associate

AQR Capital Management

Greenwich (CT)

On-site

USD 130,000 - 150,000

Full time

2 days ago

Be an early applicant

Application generator

Stand out for this role — generate a tailored resume and cover letter in about a minute.

Get past ATS filters

Benefits offered by this job

Medical/dental/vision insurance

401(k)

Paid time off

Job summary

AQR Capital Management is seeking a detail-oriented Associate to join the Compliance Marketing Review team in Greenwich, CT. The role supports global marketing and business development by reviewing materials for regulatory compliance with SEC Rule 206(4)-1, FINRA Rule 2210, and internal policies across asset classes.

The position requires 3–5 years of review experience, Series 7 and 24 licenses, and strong communication skills.

Qualifications

3–5 years minimum experience reviewing marketing material, preferably with an investment adviser or broker-dealer.
Series 7 and 24 licenses required.
Strong understanding of regulatory obligations under Rule 206(4)-1, the SEC Marketing Rule and FINRA Rule 2210.
Ability to provide accurate, direct and practical advice to business professionals.

Responsibilities

Review marketing and client-facing material for compliance with global regulations and internal standards.
Assess materials across multiple asset classes and investment strategies for regulatory adherence.
Review complex presentations for back-tested performance and regulatory compliance.
Provide proactive guidance on compliant advertising and performance reporting practices.
Interpret regulatory rules and communicate actionable guidance to staff.
Monitor regulatory developments and update policies as needed.
Help implement new policies and train staff on compliance requirements.