Compliance Associate - Investment Management & AML/KYC

Nextera Search; New York (NY); Vor Ort; USD 85.000 - 125.000; Vollzeit

Zusammenfassung

Nextera Search is seeking a Compliance Associate for an Investment Management Firm in New York. You will support the administration and ongoing development of the firm's compliance program and maintain policies, procedures, and monitoring processes.

You will assist with regulatory reporting, reviews, and testing, support AML/KYC and other investor and counterparty compliance requirements, and collaborate with internal teams and external service providers to enhance controls and technology.

Qualifikationen

• 3+ years of compliance, legal, regulatory, or related financial services experience.
• Experience within investment management, financial services, consulting, or a related environment.
• Familiarity with regulatory reporting, compliance testing, and AML/KYC processes.
• Strong written and verbal communication skills.
• Excellent attention to detail and organizational skills.

Aufgaben

• Support the administration and ongoing development of the firm's compliance program
• Maintain compliance policies, procedures, documentation, and internal monitoring processes
• Assist with regulatory reporting, periodic reviews, and compliance testing
• Support AML/KYC and other investor and counterparty compliance requirements
• Review business communications and materials for compliance with applicable policies and regulations
• Assist with monitoring and surveillance activities across the organization
• Partner with internal teams and external service providers on compliance-related matters
• Identify opportunities to enhance compliance processes, controls, and technology
• Assist with new initiatives and other compliance-related projects as needed

Kenntnisse

Regulatory compliance

Investment management

AML/KYC

Communication skills

Analytical thinking

Prioritization

Tools

Microsoft Office

Jobbeschreibung

Nextera Search is seeking a Compliance Associate for an Investment Management Firm in New York. You will support the administration and ongoing development of the firm's compliance program and maintain policies, procedures, and monitoring processes.

You will assist with regulatory reporting, reviews, and testing, support AML/KYC and other investor and counterparty compliance requirements, and collaborate with internal teams and external service providers to enhance controls and technology.