Global Compliance Analyst — Real-Time Regulatory

WhiteCap Search; New York (NY); On-site; USD 65,000 - 90,000; Full time

Job summary

WhiteCap Search is seeking candidates to thrive in a dynamic regulatory environment, tackling real-time compliance challenges for global investment products. You will engage with trading, operations, and software development teams to gain broad exposure within the firm.

The role involves preparing filings, designing monitoring reports, and ensuring strict policy adherence while participating in long-term projects to uphold high regulatory standards.

Qualifications

• Bachelor's degree or higher.
• Excellent analytical abilities, drafting, and verbal communication skills.
• Well-developed numeracy skills.
• 1–4 years of experience with demonstrated achievements.
• Organizational and project management acumen.
• Keen eye for detail and strong work ethic.

Responsibilities

• Prepare regulatory filings.
• Collaborate with compliance staff to support the firm’s business units.
• Design and review automated compliance monitoring reports.
• Ensure adherence to compliance policies.
• Work on long-term projects to maintain high compliance standards with new and existing regulations.

Skills

Analytical abilities

Drafting

Verbal communication

Numeracy

Organizational skills

Project management

Attention to detail

Education

Bachelor's degree

Job description

WhiteCap Search is seeking candidates to thrive in a dynamic regulatory environment, tackling real-time compliance challenges for global investment products. You will engage with trading, operations, and software development teams to gain broad exposure within the firm.

The role involves preparing filings, designing monitoring reports, and ensuring strict policy adherence while participating in long-term projects to uphold high regulatory standards.