Global Head of Compliance Projects

Interactive Brokers; Greenwich (CT); Hybrid; USD 240,000 - 260,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

Interactive Brokers in Greenwich, CT, seeks a Global Head of Compliance Projects to lead cross-border initiatives, align with regulatory frameworks, and drive AI-enabled efficiency across surveillance, data gathering, and reporting.

The role requires a Bachelor's degree and 3 years in finance/compliance project management, with expert knowledge of MiFID II and MAR and experience with Confluence/JIRA. Hybrid work arrangement: 3 days in office, 2 days remote.

Qualifications

• Bachelor's degree required, in Finance, Economics, Law, or Business.
• 3 years of experience in finance/compliance project management and global regulatory frameworks.
• Experience with Trade Surveillance and AML in global markets is preferred.

Responsibilities

• Lead global compliance project initiatives aligned with organizational objectives and regulatory requirements.
• Coordinate compliance projects across departments to drive efficiency and standardize processes.
• Oversee AI-driven automation for data gathering, reporting, and drafting responses.
• Ensure integration of compliance systems with internal platforms and AI-based tools.

Skills

Regulatory compliance

Project management

Cross-functional collaboration

AI in compliance

Education

Bachelor's degree in Finance, Economics, Law, or Business

Tools

Confluence/JIRA

Job description

Global Head of Compliance Projects. Greenwich CT-Hybrid position, requires 3 days per week in office and two days remote. (multiple positions).

Lead global compliance project initiatives, ensuring projects align with organizational objectives and international regulatory requirements; manage and coordinate compliance projects across various departments, driving efficiency and process improvements, including the integration of AI-powered solutions for surveillance and monitoring; implement and oversee AI-based generative tools to automate routine compliance tasks such as data gathering, reporting, and drafting responses; develop and standardize processes and procedures related to compliance, ensuring they integrate seamlessly with internal and proprietary systems, with focus on AI-driven efficiency gains; oversee the implementation of compliance-related systems and technologies, ensuring they meet the firm's needs and regulatory standards; collaborate with key stakeholders to design and maintain a robust compliance framework that integrates AI-powered technologies and adheres to global standards, with a focus on European financial markets, ensuring automation of compliance workflows, risk assessments, and the early detection of non-compliance activities.

Salary: $240,000 to $260,000 per year. Requires a Bachelor's degree, or foreign equivalent, in Finance, Economics, Law, or Business, and 3 years (36 months) of experience in finance/compliance process development roles responsible for project management and implementation of global regulatory frameworks.

Must have 3 years of experience in: European financial markets regulation, including MiFID II (Markets in Financial Instruments Directive) and MAR (Market Abuse Regulation); managing compliance-related projects and process development projects related to global compliance operations; regulatory requirements related to Trade Surveillance and AML in global markets and trading across various products, including stocks, options, bonds, and futures; conducting compliance risk assessments, including identifying, assessing, and mitigating compliance risks in relation to internal processes and external regulatory requirements with global focus; experience with Atlassian Confluence/JIRA.

EOE