Global Conflicts & Compliance Analyst

herbertsmithfreehills; New York (NY); On-site; USD 70,000 - 85,000; Full time

Job summary

Herbert Smith Freehills in New York is seeking a compliance professional focused on conflicts of interest and new business acceptance. You will provide tailored advice, conduct thorough searches, and work with partners to resolve conflicts, supporting cross-border regulatory requirements.

The role involves coordinating with NBI/IHC and risk teams, implementing policy, and assisting with regulatory reports while operating under tight deadlines in a global firm environment.

Qualifications

• Prior experience in conflicts of interests is well-regarded but not essential as full training on the firm systems and policies will be provided.
• Excellent research, analytical skills with a focus on accuracy and attention to detail.
• Commercial awareness.
• Ability to work autonomously and prioritise multiple tasks simultaneously and under pressure.
• Effective verbal, written and face to face communication skills with a variety of staff including senior partners and legal assistants.

Responsibilities

• Providing tailored advice, support and analysis to the Firm on a range of compliance topics centring on conflicts of interest and new business acceptance.
• Advising on application of legislation and professional conduct rules across states and jurisdictions.
• Conducting searches on firm databases and researching entities using internal and third-party resources.
• Prepare communications to attorneys, identifying potential issues in conflict reports and assisting resolution.
• Work with business development and sector leads to implement firm strategy for new clients and business.
• Implementing firm-wide risk management policies, controls and procedures with NBI and IHC teams.
• Advising on applicable legislation for new and existing clients and supporting Financial Crime Team.

Skills

Conflict of interest knowledge

Research and analytical skills

Commercial awareness

Autonomous work style

Communication skills (verbal, written,

Job description

Herbert Smith Freehills in New York is seeking a compliance professional focused on conflicts of interest and new business acceptance. You will provide tailored advice, conduct thorough searches, and work with partners to resolve conflicts, supporting cross-border regulatory requirements.

The role involves coordinating with NBI/IHC and risk teams, implementing policy, and assisting with regulatory reports while operating under tight deadlines in a global firm environment.