Global Compliance Testing Associate

Socket.dev; Dallas (TX); On-site; USD 90,000 - 130,000; Full time

Job summary

Goldman Sachs is seeking a Compliance Testing Group professional to conduct investigative testing across firm businesses, identifying compliance, conduct, and reputational risks. You will work with a global team spanning Dallas, New York, London, and beyond to refine controls and ensure regulatory adherence.

The role emphasizes data gathering, analyses, and reporting results to senior management, with opportunities to collaborate across regions and functions within a leading financial services

Qualifications

• Bachelor’s Degree.
• Broad knowledge of financial products and markets, as well as laws, rules and regulations, such as FINRA and SEC rules.
• Excellent interview, presentation, written communication, time‑management, and analytical skills.
• Integrity, motivation, intellectual curiosity, and enthusiasm.

Responsibilities

• Propose methods of testing and execute plans discussed and agreed with a team leader
• Gather data, perform analyses, and document results
• Identify potential compliance, conduct, and reputational risks, and effectively escalate to appropriate individuals
• Multi-task work on several different reviews with different individuals at the same time
• Leverage strong communication skills to interact with Compliance and business senior management
• Team with colleagues around the globe to share findings and refine processes

Skills

Communication skills

Analytical skills

Time management

Integrity and motivation

Education

Bachelor’s Degree

Job description

Goldman Sachs is seeking a Compliance Testing Group professional to conduct investigative testing across firm businesses, identifying compliance, conduct, and reputational risks. You will work with a global team spanning Dallas, New York, London, and beyond to refine controls and ensure regulatory adherence.

The role emphasizes data gathering, analyses, and reporting results to senior management, with opportunities to collaborate across regions and functions within a leading financial services