Compliance Testing Associate — Dallas

Goldman Sachs Group, Inc.; Dallas (TX); On-site; USD 90,000 - 130,000; Full time

Job summary

Goldman Sachs Group, Inc. is seeking an Associate in the Compliance Testing Group (Dallas) to conduct investigative testing across firm businesses, supporting the second line of defense. You will gather data, perform analyses, and document results to assess regulatory and firm policy compliance.

The role requires adaptability, strong communication with senior management, and collaboration with global teams. Bachelor's degree and knowledge of FINRA/SEC rules are preferred.

Qualifications

• Bachelor’s Degree required.
• Strong analytical, interview, presentation, and written communication skills.
• Knowledge of FINRA/SEC rules is advantageous.
• Ability to manage time and multiple priorities with integrity and curiosity.

Responsibilities

• Propose methods of testing and execute plans with team lead.
• Gather data, perform analyses, and document results.
• Identify compliance, conduct, and reputational risks and escalate appropriately.
• Multi-task on several reviews with different colleagues simultaneously.
• Communicate findings to Compliance and senior management clearly.
• Collaborate with colleagues around the globe to refine processes.

Skills

Analytical skills

Written communication

Interpersonal collaboration

Curiosity

Education

Bachelor’s Degree

Tools

BI tools

AI tools

Job description

Goldman Sachs Group, Inc. is seeking an Associate in the Compliance Testing Group (Dallas) to conduct investigative testing across firm businesses, supporting the second line of defense. You will gather data, perform analyses, and document results to assess regulatory and firm policy compliance.

The role requires adaptability, strong communication with senior management, and collaboration with global teams. Bachelor's degree and knowledge of FINRA/SEC rules are preferred.