Global Compliance Testing Associate

Goldman Sachs; Salt Lake City (UT); On-site; USD 85,000 - 110,000; Full time

Job summary

Goldman Sachs in Salt Lake City seeks a detail-oriented analyst for Compliance Testing Group (CTG). You will conduct investigative testing across firm businesses, assess regulatory and conduct risks, and collaborate with Compliance and business management to strengthen controls.

Reqs include a bachelor’s degree and knowledge of FINRA/SEC rules. The role emphasizes analytical thinking, strong communication, and teamwork within a global team.

Qualifications

• Bachelor’s Degree required.
• Broad knowledge of financial products, markets, and regulations such as FINRA and SEC rules.
• Excellent interview, presentation, written communication, time management, and analytical skills.
• Integrity, motivation, intellectual curiosity and enthusiasm.

Responsibilities

• Propose testing methods and execute plans with team leader guidance.
• Gather data, perform analyses, and document results.
• Identify compliance, conduct, and reputational risks and elevate to appropriate personnel.
• Multi-task reviews with different individuals concurrently.
• Communicate effectively with Compliance and senior management.
• Collaborate with colleagues worldwide to share findings and refine processes.

Skills

Analytical skills

Communication skills

Time management

Interview/presentation

Education

Bachelor’s Degree

Tools

Business Intelligence tools

AI tools

Job description

Goldman Sachs in Salt Lake City seeks a detail-oriented analyst for Compliance Testing Group (CTG). You will conduct investigative testing across firm businesses, assess regulatory and conduct risks, and collaborate with Compliance and business management to strengthen controls.

Reqs include a bachelor’s degree and knowledge of FINRA/SEC rules. The role emphasizes analytical thinking, strong communication, and teamwork within a global team.