Global Compliance Testing Associate

The Goldman Sachs Group; Salt Lake City (UT); On-site; USD 100,000 - 150,000; Full time

Job summary

The Goldman Sachs Group, Inc. is seeking a proactive Compliance Testing professional to join CTG.

The role involves designing and executing testing plans to assess regulatory and policy compliance across firm businesses, collaborating with Compliance and business managers worldwide. You will gather data, perform analyses, document results, and identify risks, while communicating findings to senior leadership.

Qualifications

• Bachelor's Degree.
• Broad knowledge of financial products and markets, and relevant laws and rules (FINRA/SEC).
• Excellent interview, presentation, written communication, time management and analytical skills.
• Integrity, motivation, intellectual curiosity and enthusiasm.

Responsibilities

• Propose methods of testing and execute plans discussed and agreed with a team leader.
• Gather data, perform analyses, and document results.
• Identify potential compliance, conduct and reputational risks and elevate to appropriate individuals.
• Multi-task on several reviews with different individuals at the same time.
• Leverage strong communication skills to interact with Compliance and business senior management.
• Team with colleagues globally to share findings and refine processes.

Skills

Interview skills

Presentation

Written communication

Time management

Analytical skills

Integrity & motivation

Intellectual curiosity

Education

Bachelor's Degree

Tools

BI tools

AI tools

Job description

The Goldman Sachs Group, Inc. is seeking a proactive Compliance Testing professional to join CTG.

The role involves designing and executing testing plans to assess regulatory and policy compliance across firm businesses, collaborating with Compliance and business managers worldwide. You will gather data, perform analyses, document results, and identify risks, while communicating findings to senior leadership.