Global Compliance Associate, Expert Network | Remote Month

Third Bridge Group; New York (NY); On-site; USD 70,000 - 95,000; Full time

Benefits offered by this job

Health, dental, vision benefits

401K matching

Generous vacation and flex days

Job summary

Third Bridge Group is hiring an Associate to join the global Expert Network Compliance team in New York. The role focuses on supporting compliance across international offices by evaluating requests, mitigating risks, and answering queries from business units and clients.

You will contribute to delivering training, ensuring procedures align with laws and client requirements, and you may handle ad-hoc compliance projects as directed by management.

Qualifications

• Bachelor's Degree in related field and/or relevant experience within compliance.
• Previous compliance experience within financial services highly desirable but not essential.

Responsibilities

• Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
• Monitoring of active projects and experts to mitigate potential risks.
• Answering day-to-day compliance queries from business units and clients.
• Delivering compliance training to new and existing employees.
• Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
• Reviewing clients’ compliance procedures in a critical manner to improve and implement them.
• Dealing with ad-hoc projects as directed by management.

Skills

Organised

Attention to detail

Relationship building

Excellent communication

Time management

Education

Bachelor's degree in related field

Job description

Third Bridge Group is hiring an Associate to join the global Expert Network Compliance team in New York. The role focuses on supporting compliance across international offices by evaluating requests, mitigating risks, and answering queries from business units and clients.

You will contribute to delivering training, ensuring procedures align with laws and client requirements, and you may handle ad-hoc compliance projects as directed by management.