Compliance Associate, Expert Network — Work From Anywhere (1 mo/yr)

Third Bridge; New York (NY); On-site; USD 70,000 - 75,000; Full time

Benefits offered by this job

Health insurance

Dental insurance

401K matching

Job summary

Third Bridge is seeking an Associate to join our global Expert Network Compliance team based in New York. You will support compliance requirements across our international offices and help maintain high standards of risk management.

The role offers exposure to a leading global research firm, with comprehensive benefits and a collaborative culture. A Bachelor's degree in a related field and suitable compliance experience are desirable.

Qualifications

• Bachelor's Degree in related field and/or relevant compliance experience.
• Experience in compliance within financial services is desirable but not required.

Responsibilities

• Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
• Monitoring active projects and experts to mitigate potential risks.
• Handling day-to-day compliance queries from business units and clients.
• Delivering compliance training to new and existing employees.
• Ensuring compliance with applicable laws and internal procedures and pre-agreed client-specific processes.
• Reviewing clients’ compliance procedures to improve and implement them.
• Dealing with ad-hoc projects as directed by management.

Skills

Organised with attention to detail

Cross-office collaboration

Excellent oral and written comms

Risk identification and mitigation

Time management under competing goals

Education

Bachelor's Degree in related field / compliance experience

Compliance experience in financial services (desirable)

Job description

Third Bridge is seeking an Associate to join our global Expert Network Compliance team based in New York. You will support compliance requirements across our international offices and help maintain high standards of risk management.

The role offers exposure to a leading global research firm, with comprehensive benefits and a collaborative culture. A Bachelor's degree in a related field and suitable compliance experience are desirable.