Global Banking & Markets Operations-New York-Associate-Settlements New York · · Associate

Marcus; New York (NY); On-site; USD 65,000 - 95,000; Full time

Job summary

Goldman Sachs is seeking a proactive Securities Settlements Operations professional to support cross-functional stakeholders and ensure timely, accurate settlement of trades. The role emphasizes risk control, process improvement, and strong client service across global teams.

You will interact with Trading, Sales, Engineering, Operations and Treasury, while gaining exposure to diverse markets and models. The position offers on-site work in New York with growth opportunities.

Qualifications

• Exceptional client service and relationship building are required.
• Communication and teamwork skills are essential in a dynamic, collaborative environment.
• The candidate should have a control focus and be achievement orientated to produce results.
• Relevant industry work experience preferred, but not required.
• Basic knowledge of equities and fixed income markets.

Responsibilities

• Developing and maintaining strong relationships with all stakeholders – Business, Engineering, Operations and Treasury.
• Ensuring transactions are delivered in a timely manner (in line with SLAs).
• Monitoring Key Risk Indicators and ensuring they are at or below agreed levels
• Proactively managing operational risk inherent in business.
• Ensuring all operational risk/issues are identified and mitigated appropriately and proactively.
• Ensuring adequate operational controls to manage non generic business.
• Completing and overseeing daily checklist ensuring all controls, procedures and processes relating to the assigned functions are followed
• To act as a change agent solving problems at root cause whilst also taking / making opportunities to automate flows
• Consistently striving to identify opportunities to reduce risk, manual processing, improving client experience and being commercially effective

Skills

Client service

Relationship building

Communication skills

Teamwork

Risk awareness

Process improvement

Change agent

Job description

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. For us, it’s all about bringing together people who are curious, collaborative and have the drive to make things possible for our clients and communities.

We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals.

BUSINESS UNIT OVERVIEW

Securities Settlements Operations provides operational support for multiple businesses including (but not limited to) Trading, Sales, Investment Banking, Private Wealth, etc. covering functions including Inventory & Liquidity Management, Settlements, Exception management and Reporting, and Strategic Projects. We support our international client base across global markets.

Traders & Clients execute Buy & Sell transactions in all major markets, with increasing presence within emerging markets. Upon Settlement Date, trades need to be matched and inventory made available to ensure successful exchange of securities and cash.

Securities Settlements Operations globally is located in London, Dallas, Salt Lake City, Singapore and Bangaluru. The department’s key priorities are to mitigate risk, provide exceptional client service and drive strategic change.

RESPONSIBILITIES

The position available is within the Securities Settlements Operations team. Key stakeholders and interactions will be with GS Trading and Sales Desks, Engineering and Operations Teams, Treasury, Legal, Compliance and external counterparties.

Your responsibilities will include:

• Developing and maintaining strong relationships with all stakeholders – Business, Engineering, Operations and Treasury. Actively engage, partner and drive changes, provide excellent service and support.
• Ensuring transactions are delivered in a timely manner (in line with SLAs).
• Monitoring Key Risk Indicators and ensuring they are at or below agreed levels
• Proactively managing operational risk inherent in business.
• Ensuring all operational risk/issues are identified and mitigated appropriately and proactively.
• Ensuring adequate operational controls to manage non generic business.
• Completing and overseeing daily checklist ensuring all controls, procedures and processes relating to the assigned functions are followed
• To act as a change agent solving problems at root cause whilst also taking / making opportunities to automate flows
• Consistently striving to identify opportunities to reduce risk, manual processing, improving client experience and being commercially effective

Securities Settlements Operations has the benefit of being located in the nucleus of an investment bank so the exposure and interaction that the successful candidate will gain will be vast. The successful hire will interface with global teams across divisions. The successful candidate will be expected to act as a change agent, by improving processes and procedures and contribute meaningfully to the overall strategy of the organization.

In depth on the job training will be provided, backed up with on-going support and oversight as the candidate will be responsible for an important function within the team. The role is ideal for a candidate who wants experience of a variety of Securities Settlements functions.

SKILLS / EXPERIENCE

We are looking for an enthusiastic and committed individual who is looking to operate in a dynamic working environment where communication and teamwork skills are essential.

Exceptional client service and relationship building are required to interact with our clients and the team.

The candidate should have a control focus and be achievement orientated to produce results to ensure that all risk is mitigated.

Relevant Industry work experience preferred, but not required

Basic knowledge of equities and fixed income markets