FX Compliance & Surveillance Lead

StoneX Group Inc.; New York (NY); Hybrid; USD 120,000 - 140,000; Full time

Job summary

StoneX Group Inc. is seeking a Trade Surveillance Lead to establish and run a global FX surveillance program for its retail FX businesses. You will define scope, onboard data sources, design alerts, and oversee validation, testing, and regulatory ready documentation.

The role focuses on delivering actionable MI, maintaining regulatory readiness, and guiding cross‑functional teams through complex surveillance initiatives. Hybrid work with onsite in the US is available.

Qualifications

• Fluency in business English.
• University degree/Professional Compliance Qualification – professional qualifications may be required to be attained if not already held

Responsibilities

• Define surveillance scope across retail FX products
• Identify and onboard required data sources covering data architecture & data quality controls
• Design scenario-based alerts tailored to retail FX risks
• Establish day-to-day alert review procedures
• Testing, tuning & effectiveness reviews; conduct pre- and post-implementation testing of scenarios.
• Design MI that demonstrates control, challenge, and oversight, not just volumes.
• Regulatory engagement & audit readiness: maintain regulator-ready documentation at all times.
• Ongoing Programme Leadership: own the FX surveillance roadmap (technology, coverage, capability).
• Processing of all FX surveillance related tasks, including alerts for both trade and communications, and production of management information
• Assist the Team with monitoring of key regulatory developments
• Offering compliance advice and guidance on FX trade surveillance to other business units as required
• Assist in the implementation of suitable compliance controls to new business initiatives and new products
• deep dive and thematic reviews of FX risks
• Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business relating to FX
• Assist in the administration of compliance policies and procedures
• Support new business initiatives e.g. new products/jurisdictions, acquisitions
• Provide training to the business and team

Skills

Business English

Education

University degree/Professional Compliance Qualification

Tools

Microsoft Outlook

Microsoft Word

Microsoft Excel

Job description

StoneX Group Inc. is seeking a Trade Surveillance Lead to establish and run a global FX surveillance program for its retail FX businesses. You will define scope, onboard data sources, design alerts, and oversee validation, testing, and regulatory ready documentation.

The role focuses on delivering actionable MI, maintaining regulatory readiness, and guiding cross‑functional teams through complex surveillance initiatives. Hybrid work with onsite in the US is available.