Designated Principal - Email Surveillance Lead (Hybrid)

StoneX Group Inc.; Birmingham (AL); Hybrid; USD 55,000 - 70,000; Full time

Benefits offered by this job

Incentive compensation plan

Medical benefits

Financial benefits

Job summary

StoneX Group Inc. is seeking a broker dealer supervision professional to review firm emails and electronic communications, ensuring compliance across the organization. The role emphasizes surveillance of email and social channels and collaboration with teams on supervision tasks.

Applicants should have a college degree or industry experience and hold Series 7, 24, and 63 licenses. The environment combines onsite work four days a week with one remote day and minor travel, offering a competitive

Qualifications

• 2 years of experience in broker dealer supervision.
• Email surveillance experience.
• Good communication skills.

Responsibilities

• Email and social media review and monitoring.
• Other forms of electronic communication review.
• This list of duties is not all‑inclusive and may be expanded as needed by management.

Skills

Broker dealer supervision

Email surveillance

Clear communication skills

Education

College degree or industry experience

Series 7, 24, and 63

Job description

StoneX Group Inc. is seeking a broker dealer supervision professional to review firm emails and electronic communications, ensuring compliance across the organization. The role emphasizes surveillance of email and social channels and collaboration with teams on supervision tasks.

Applicants should have a college degree or industry experience and hold Series 7, 24, and 63 licenses. The environment combines onsite work four days a week with one remote day and minor travel, offering a competitive