Financial Services Associate — Client Advisory Support

LPL Financial LLC; Tempe (AZ); On-site; USD 32,000 - 54,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial Holdings Inc. is seeking Financial Service Professionals in Tempe, AZ. The role starts with a comprehensive training program including SIE exam prep, then transitions to a client-facing position supporting advisors and their investors.

You will handle high-volume inbound contacts, provide problem-solving support, and collaborate with internal teams to deliver stellar service and strong relationships.

Qualifications

• Bachelor’s degree or equivalent education and experience.
• Securities Industry Essentials (SIE) license required within 60 days of employment.
• Graduation timeframe between December 2025 and December 2026.
• 0–2 years in a client-facing, service-oriented role.
• Ability to work scheduled shifts between 8 AM and 8 PM EST, Monday–Friday.
• In-person, full-time training for approximately 4–5 months.

Responsibilities

• Provide exceptional service to our advisors and their investors.
• Take 25-30 inbound contacts daily and handle inquiries and transactions.
• Research and navigate databases to provide accurate solutions for clients.
• Collaborate with internal teams to ensure efficient and effective resolutions.
• Onboard to a team after training to serve as the first point of contact for Advisors and Investors.

Skills

Empathy

Problem solving

Communication skills

Team collaboration

Education

Bachelor’s degree or equivalent

SIE license

Job description

LPL Financial Holdings Inc. is seeking Financial Service Professionals in Tempe, AZ. The role starts with a comprehensive training program including SIE exam prep, then transitions to a client-facing position supporting advisors and their investors.

You will handle high-volume inbound contacts, provide problem-solving support, and collaborate with internal teams to deliver stellar service and strong relationships.