Financial Non-Depository Examiner (Financial Non-Depository Examiner Trainee)

LABOR - Financial Regulation; Baltimore (MD); Hybrid; USD 48,000 - 60,000; Full time

Job summary

The Office of Financial Regulation in Baltimore, MD seeks a Financial Non-Depository Examiner Trainee to examine and investigate licensed non-depository financial services providers for compliance with state and federal laws.

This entry-level role involves reviewing books and records, analyzing financial documents, and engaging with representatives to ensure safe and lawful business practices. Remote work options may be available.

Qualifications

• Four years of regulatory, investigatory, managerial, or professional experience in financial services, consumer credit, mortgage lending, accounting, auditing, or law enforcement.
• Bachelor’s degree with 24 credit hours in business administration, finance, economics, law, criminal justice, or accounting (minimum 6 hours in accounting).
• Bachelor’s degree in accounting, finance, business administration, or economics (preferred).
• Experience analyzing financial statements and records (preferred).
• Knowledge of Maryland non-depository institutions and mortgage servicing (preferred).
• Valid Maryland motor vehicle operator’s license for duties requiring vehicle operation.

Responsibilities

• Examine licensed non-depository financial services providers for compliance with state and federal laws.
• Review books and records of licensees and analyze financial documents.
• Interact with financial institution representatives to ensure safe and lawful business practices.

Skills

Regulatory/Investigatory experience

Financial statement analysis

Maryland non-depository knowledge

Valid Maryland driver’s license

Education

Bachelor’s degree with 24 credit hours in business/finance/economics/law/accounting

Bachelor’s degree in accounting/finance/business/economics (preferred)

Job description

The Office of Financial Regulation's Mortgage Supervision Unit seeks a Financial Non-Depository Examiner Trainee to examine and investigate licensed non-depository financial services providers for compliance with state and federal laws. This entry-level position involves reviewing books and records, analyzing financial documents, and interacting with financial institution representatives to ensure safe and lawful business practices. The role is based in Baltimore, MD and may include remote work options.

Key qualifications:

• Four years of regulatory, investigatory, managerial, or professional experience in financial services, consumer credit, mortgage lending, accounting, auditing, or law enforcement
• Bachelor's degree from an accredited college or university with 24 credit hours in business administration, finance, economics, law, criminal justice, or accounting (minimum 6 hours in accounting or a
• Bachelor's degree in accounting, finance, business administration, or economics (preferred)
• Experience analyzing financial statements and records (preferred)
• Knowledge of Maryland non-depository institutions and mortgage servicing (preferred)
• Valid Maryland motor vehicle operator's license for duties requiring vehicle operation