Financial Advisor - Private Client Group

Habitat For Humanity Of Durham; Raleigh (NC); On-site; USD 75,000 - 120,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

401(k) plan

Paid holidays

Vacation and sick days

Job summary

Truist Financial Corporation in the United States is seeking a Financial Advisor to actively source, deepen, and retain client relationships by providing investment guidance aligned with individual goals and risk tolerance.

You will lead the advisor team, expand assets under management, and ensure compliance with FINRA and other regulators while delivering seminars and strategic client reviews.

Qualifications

• Bachelor's degree in Business, Accounting, Finance or Banking or equivalent education.
• FINRA Series 7 and 66 licenses required (63/65 in lieu of 66).
• State health and life insurance licenses.
• Securities sales and client relationships experience.
• Strong analytical and interpersonal skills.
• Proficiency with Microsoft Office software.

Responsibilities

• Deliver personalized investment solutions to help clients reach long-term goals.
• Set strategic direction for the Financial Advisor team to grow assets under management.
• Develop and maintain profitable securities and insurance sales through referrals.
• Use a consultative process to review investment plans regularly.
• Lead client relationship management strategies to deepen loyalty.
• Accurately record transactions and inquiries per regulatory policies.
• Stay current on all Truist Wealth products and complete required CE.
• Partner with Wealth and Commercial teams to meet unmet financial needs.
• Conduct investment product educational seminars for clients and prospects.
• Adhere to standards set by Truist and FINRA and other regulators.

Skills

FINRA Series 7, 66 licenses

State health and life licenses

Securities sales experience

Client relationship management

Analytical problem-solving

MS Office proficiency

Education

Bachelor's degree in Business, Finance, Accounting or Banking, or equivalent education

Job description

Need Help?

If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response).

Regular or Temporary:

Regular

Language Fluency: English (Required)

Work Shift:

1st shift (United States of America)

Please review the following job description:

Actively source, deepen, grow and retain client relationships by providing distinctive and personalized investment advice, covering a wide range of products and solutions that are driven by clients' individual goals, risk tolerances and best interests. Advises clients and prospective clients with a focus on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs.

ESSENTIAL DUTIES AND RESPONSIBILITIES

Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

• 1. Deliver personalized investment solutions to help clients work toward their long-term financial goals.
• 2. Set the strategic direction of the Financial Advisor team to increase assets under management, sales and service.
• 3. Develop and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external networking and internal referrals, ensuring alignment to the client segmentation model and the client's best interests.
• 4. Utilize a consultative sales process to partner with clients to review investment plans on a regular basis.
• 5. Lead overall client relationship management strategies to deepen client connections and loyalty.
• 6. Properly record transactions and inquiries, and see that customer files are correctly completed and maintained to conform to regulatory policies.
• 7. Remain knowledgeable of and familiar with all products currently offered by Truist Wealth and complete continuing education requirements.
• 8. Establish strong partnerships with Wealth and Commercial teams and other internal business partners to uncover and ensure unmet client financial needs are fulfilled.
• 9. Conduct investment product educational seminars for clients and prospects.
• 10. Adhere to professional and ethical standards set forth by Truist, the Financial Industry Regulatory Authority (FINRA), and other regulatory bodies.

QUALIFICATIONS

Required Qualifications:

• 1. Bachelor's degree in Business, Accounting, Finance or Banking, or equivalent education and related experience.
• 2. FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses.
• 3. Applicable state health and life insurance licenses.
• 4. Securities sales and client relationship management experience
• 5. Organized and self-motivated individual, with strong analytical, problem-solving, interpersonal, persuasion, and relationship management skills.
• 6. Competent skills in Microsoft Office software products

Preferred Qualifications:

• 1. Additional credentials such as the Certified Financial Planner Designation (CFP), CIMA, etc.
• 2. Banking experience helpful

General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.

Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.

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