Financial Advisor

Executive Alliance; Town of Woodbury (NY); Remote; USD 130,000 - 200,000; Full time

Job summary

Executive Alliance in the United States is seeking an experienced Financial Advisor to join remotely, bringing a strong, established book of business and assets to the team.

You will manage client relationships, deliver comprehensive financial planning, and tailor investment strategies while working remotely, with a competitive compensation package aligned to book size.

Qualifications

• Proven track record with a strong, transferable book of business (required).
• Previous experience as a Financial Advisor, Wealth Manager, or similar role.
• Relevant licenses (e.g., Series 7, Series 63/65 or 66).
• Strong knowledge of financial planning, investments, and wealth management strategies.
• Excellent interpersonal, communication, and relationship-building skills.
• Self-motivated with a results-driven mindset.

Responsibilities

• Manage and expand an existing book of business through proactive client engagement and referrals.
• Develop personalized financial plans, including investment, retirement, tax, and estate planning strategies.
• Provide ongoing portfolio management and performance reviews.
• Identify new business opportunities and drive asset growth.
• Maintain a high level of client service and trust through regular communication.
• Stay current on market trends, financial products, and regulatory requirements.
• Ensure compliance with all industry rules and company policies.

Skills

Transferable book of business

Communication skills

Relationship-building

Self-motivated

Education

FINRA licenses (Series 7/63/65/66)

Job description

Job Order ID: 11644

Employment Type: Permanent

Salary: $130000-200000/Yr

Web Publication Date: 10/8/2026

Job Location: Remote, Remote United States 11797

Brief Description

Our client is seeking an experienced Financial Advisor with a strong, established book of business to join their team while working REMOTELY. Candidates must have assets to bring with them upon starting the job.

Job Function

The ideal candidate will be responsible for managing and growing client relationships, delivering comprehensive financial planning, and providing tailored investment strategies that align with clients' goals.

Key Responsibilities

• Manage and expand an existing book of business through proactive client engagement and referrals
• Develop personalized financial plans, including investment, retirement, tax, and estate planning strategies
• Provide ongoing portfolio management and performance reviews
• Identify new business opportunities and drive asset growth
• Maintain a high level of client service and trust through regular communication
• Stay current on market trends, financial products, and regulatory requirements
• Ensure compliance with all industry rules and company policies

Qualifications

Job Requirement:

• Proven track record with a strong, transferable book of business (required)
• Previous experience as a Financial Advisor, Wealth Manager, or similar role
• Relevant licenses (e.g., Series 7, Series 63/65 or 66)
• Strong knowledge of financial planning, investments, and wealth management strategies
• Excellent interpersonal, communication, and relationship-building skills
• Self-motivated with a results-driven mindset

Preferred Skills

• Ability to work independently while contributing to a collaborative team environment
• Strong analytical and problem-solving skills
• High ethical standards and professional integrity

Compensation

Competitive compensation package including base salary, commissions, and performance-based incentives, commensurate with experience and book of business size.

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Contact Details

Jack Wall, Senior Recruiter

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