Finance Controller – U.S. Regulatory Reporting (Broker-Dealer)

Commonwealth Bank; New York (NY); On-site; USD 145,000 - 190,000; Full time

Job summary

Commonwealth Bank in New York is seeking a Finance professional to own financial and regulatory reporting for the U.S. broker-dealer and related Americas entities. You will partner with Global Markets, Capital Markets, senior leadership and Risk to translate complex data into clear insights.

The role blends strong financial control with business partnering and a drive to automate and improve processes. You will report to the Senior Finance Manager as part of a six-person NY Finance team that

Qualifications

• Knowledge of IFRS and US GAAP
• Experience in regulatory reporting for broker-dealers or banks
• Strong analytical and data-handling skills

Responsibilities

• Lead oversight for US FINRA-regulated broker-dealer financial reporting
• Coordinate with Global Markets Product Control on NY reporting
• Deliver timely regulatory reporting to Fed, OCC, FINRA and Group Regulatory Reporting
• Lead monthly financial reporting across Americas entities
• Provide financial analysis and challenge to product/business teams
• Maintain and strengthen Finance control environment and end-month close
• Drive automation and data analytics initiatives in Finance

Skills

IFRS knowledge

US GAAP

Regulatory reporting

Power BI

Power Query

Financial analysis

Stakeholder management

Education

Bachelor’s degree

Tools

Power BI

Power Query

Job description

Commonwealth Bank in New York is seeking a Finance professional to own financial and regulatory reporting for the U.S. broker-dealer and related Americas entities. You will partner with Global Markets, Capital Markets, senior leadership and Risk to translate complex data into clear insights.

The role blends strong financial control with business partnering and a drive to automate and improve processes. You will report to the Senior Finance Manager as part of a six-person NY Finance team that