Finance Audit Lead — Risk & Controls (Hybrid)

Capital One; New York (NY); Hybrid; USD 132,000 - 151,000; Full time

Job summary

Capital One is seeking an energetic Principal Auditor to develop and execute the audit plans for the Finance business. The role spans accounting, regulatory reporting, market and liquidity risks, and treasury and balance sheet management across the first and second lines of defense.

You will lead audits, design procedures, document evidence, and coach staff while collaborating with stakeholders to ensure effective governance and control processes. Hybrid work arrangement with company benefits.

Qualifications

• Bachelor's Degree or military experience is required.
• At least 4 years of experience in auditing, accounting, financial analysis, or compliance.
• Preferred: 5+ years of auditing and 2+ years in banking/financial services; data analysis experience is a plus.

Responsibilities

• Lead small audits or own significant components of larger audits.
• Develop engagement planning documentation and audit programs.
• Design and execute audit procedures to verify internal controls and document evidence.
• Prepare clear documentation including draft findings and conclusions.
• Maintain strong relationships with stakeholders and communicate audit progress.

Skills

Auditing

Accounting

Financial analysis

Data analysis

Critical thinking

Education

Bachelor's degree or military experience

Master’s Degree in Accounting/Finance or MBA

CIA/CPA/CFA/FRM or relevant certification

Job description

Capital One is seeking an energetic Principal Auditor to develop and execute the audit plans for the Finance business. The role spans accounting, regulatory reporting, market and liquidity risks, and treasury and balance sheet management across the first and second lines of defense.

You will lead audits, design procedures, document evidence, and coach staff while collaborating with stakeholders to ensure effective governance and control processes. Hybrid work arrangement with company benefits.