Equity & Options Trader — Client-Focused, Fast-Paced

LPL Financial; Fort Mill (SC); On-site; USD 41,000 - 69,000; Full time

Job summary

LPL Financial in Fort Mill, SC is seeking an Equity Trader to provide trading support to financial advisors and clients, handling order placements, inquiries, and trade resolutions. The role emphasizes accuracy, regulatory understanding, and teamwork in a fast-paced environment.

The ideal candidate will hold required FINRA licenses, possess knowledge of equity and options markets, and thrive in a call-center style setting with strong customer service skills.

Qualifications

• FINRA Series 7 & 63 or 66 licenses required.
• FINRA Series 57 license preferred or obtained within 90 days.
• Knowledge of equity and option markets.
• Thorough knowledge of market place rules and regulations.
• Demonstrated high degree of accuracy and attention to details.
• Excellent customer service skills with clear communication.
• Able to work productively in both small and large group settings.

Responsibilities

• Assist financial advisors, money managers, and retail clients with order placement and trade inquiries.
• Resolve trade and settlement issues by coordinating with market centers and exchanges.
• Handle a high volume of inbound trading and service-related calls.

Skills

Equity markets

Market regulations

Attention to detail

Customer service

Team collaboration

Education

Bachelor's degree

Job description

LPL Financial in Fort Mill, SC is seeking an Equity Trader to provide trading support to financial advisors and clients, handling order placements, inquiries, and trade resolutions. The role emphasizes accuracy, regulatory understanding, and teamwork in a fast-paced environment.

The ideal candidate will hold required FINRA licenses, possess knowledge of equity and options markets, and thrive in a call-center style setting with strong customer service skills.