Equity Options Trader: Client-Focused Trade Desk

LPL Financial LLC; Tempe (AZ); On-site; USD 40,000 - 68,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial hires an Equity Trader to provide trading support to financial advisors and clients. The role focuses on delivering high-quality service, understanding products, risks, and regulatory requirements while handling inbound and outbound calls in a call-center-like environment.

Candidates should be prepared to meet licensing requirements and contribute to a collaborative team that supports advisors with orders, trade inquiries, and issue resolution.

Qualifications

• Knowledge of equity and option markets and market rules.
• Understanding of regulatory requirements governing traded products.
• Strong client service and communication skills.

Responsibilities

• Assist financial advisors, money managers, and clients with order placement and trade inquiries.
• Resolve trade and settlement issues by coordinating with market centers and exchanges.
• Handle a high volume of inbound trading and service-related calls.

Skills

Equity markets knowledge

Regulatory compliance

Customer service

Education

Bachelor's degree preferred

Job description

LPL Financial hires an Equity Trader to provide trading support to financial advisors and clients. The role focuses on delivering high-quality service, understanding products, risks, and regulatory requirements while handling inbound and outbound calls in a call-center-like environment.

Candidates should be prepared to meet licensing requirements and contribute to a collaborative team that supports advisors with orders, trade inquiries, and issue resolution.