Equity Trader - Client-Focused Market Support

LPL Financial; Tempe (AZ); On-site; USD 41,000 - 69,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Job summary

LPL Financial is seeking an Equity Trader in Tempe to provide trading support to financial advisors, their assistants, and clients. The role focuses on timely order placement, trade inquiries, and adherence to regulatory requirements while delivering exceptional service in a high-volume call center setting.

The position requires FINRA licenses, strong knowledge of equity markets, and the ability to manage multiple priorities with integrity and accuracy.

Qualifications

• FINRA Series 7 & 63 or 66 licenses required.
• Bachelor's degree preferred.
• 2+ years trading desk experience preferred.

Responsibilities

• Assist financial advisors, money managers, and retail clients with order placement and trade inquiries.
• Assist in resolving trade and settlement issues by working with the market centers and exchanges.
• Handle a high volume of inbound trading and service related calls.

Skills

Knowledge of equity markets

Attention to detail

Customer service skills

Communication skills

Team collaboration

Education

Bachelor's degree

Job description

LPL Financial is seeking an Equity Trader in Tempe to provide trading support to financial advisors, their assistants, and clients. The role focuses on timely order placement, trade inquiries, and adherence to regulatory requirements while delivering exceptional service in a high-volume call center setting.

The position requires FINRA licenses, strong knowledge of equity markets, and the ability to manage multiple priorities with integrity and accuracy.