Equity Closings & Servicing Principal Associate

Capital One; Chicago (IL); On-site; USD 98,900 - 124,300; Full time

Job summary

Capital One is seeking an Equity Closer and Servicing Associate to join the Equity Operations Team. You will manage the end-to-end equity closing process, post-closing administration, and ongoing equity servicing requirements.

Responsibilities include preparing checklists, reviewing documents, coordinating with partners, tracking performance, and ensuring compliance with credit approvals. The role emphasizes learning, proactive communication, and problem resolution in a collaborative environment.

Qualifications

• High School Diploma, GED, or Equivalent Certification.
• At least 4 years of Loan Closing, Loan Servicing, Construction Loan, or LIHTC equity experience, or a combination.
• Bachelor’s Degree or Military Experience
• 5+ years of Loan Closing or Loan Servicing experience, experience or a combination of the two.
• 3+ years of experience reviewing loan or legal documentation or a combination of the two.

Responsibilities

• Manage the end-to-end equity closing process, including preparing checklists, technical review of documentation (Operating Agreements, Tax Opinions), and coordinating with internal/external partners to ensure all conditions are met.
• Monitor equity performance, including capital calls, benchmarks, and due diligence, while preparing funding packages and tracking social purpose grant disbursements.
• Perform post‑closing administration, including system setup, tracking closing binders, and verifying transaction compliance with credit approval requirements.
• Provide support for debt and equity servicing tasks, including clearing exceptions and responding to audit requests.
• Communicate with peers and business partners regarding transactions and exceptions.
• Effectively and appropriately communicate and elevate problems/issues, updates on daily workflow, associate performance and issue resolution.
• Clear exceptions as needed and respond to audit requests.
• Other duties as assigned.

Skills

Communication

Influence

Education

High School Diploma, GED, or Equivalent Certification

Bachelor’s Degree or Military Experience

Job description

Capital One is seeking an Equity Closer and Servicing Associate to join the Equity Operations Team. You will manage the end-to-end equity closing process, post-closing administration, and ongoing equity servicing requirements.

Responsibilities include preparing checklists, reviewing documents, coordinating with partners, tracking performance, and ensuring compliance with credit approvals. The role emphasizes learning, proactive communication, and problem resolution in a collaborative environment.