Equities Ops Control VP: Risk, Analytics & Governance

Testing Site - JPMC; New York (NY); On-site; USD 180,000 - 300,000; Full time

Job summary

JPMorganChase is seeking an Equities Operations Control Management Vice President within Global Equities Operations to lead control frameworks, governance, and risk mitigation across trade support and operations. You will partner with Audit, Compliance, and Regulatory teams and drive analytics-based improvements using Tableau, Qlik, Alteryx, and Xceptor to strengthen controls.

The role focuses on owning the control environment, coordinating audits, and delivering data-driven risk insights to

Qualifications

• Experience in internal or external audit, operational risk reviews, or risk assessments in financial services.
• Strong analytics skills to extract and interpret large data sets using Tableau, Qlik, Alteryx, or similar tools.
• Proven ability to perform deep dive analyses and root cause remediation of control gaps.
• Excellent written and verbal communication for presenting findings to senior stakeholders.
• Ability to influence across Operations, Audit, Compliance, and Technology.
• Advanced analytical, problem-solving, and process re-engineering capabilities.
• Effective time management in a fast-paced, deadline-driven environment.
• Proactive, self-starting mindset with a focus on delivering value to partners.

Responsibilities

• Conduct functional deep dive reviews and targeted risk assessments to identify, analyze, and address control gaps and emerging risks within operational processes.
• Partner with Audit, Compliance, and Regulatory teams to assess incidents, perform root cause analysis, and drive remediation of control issues.
• Design and execute risk mitigation strategies based on findings from audits, deep dives, and risk reviews, ensuring sustainable control enhancements.
• Develop, analyze, and publish standardized control metrics; leverage business analytics tools to identify trends, errors, and opportunities for process improvement.
• Drive control remediation and risk mitigation programs using data-driven insights and metric-based analysis.
• Manage governance and reporting of control and risk initiatives through advanced business analytics and visualization tools.
• Implement innovative technology solutions to automate controls, enhance data analysis, and support operational excellence.
• Review significant change agenda and ensure no diminishment of controls environment, assist with designing new controls where required.
• Act as a first line of defense with Operations on the control agenda, serving as a trusted advisor on operations risk, control, and audit matters.
• Help coordinate internal and external audit engagements and regulatory reviews, including preparation, walkthroughs, evidence gathering, and remediation tracking.

Skills

Audit & Risk

Analytics

Root Cause Analysis

Stakeholder Communication

Cross-functional Collaboration

Process Improvement

Time Management

First Line of Defense

Tools

Tableau

Qlik

Alteryx

Xceptor

Job description

JPMorganChase is seeking an Equities Operations Control Management Vice President within Global Equities Operations to lead control frameworks, governance, and risk mitigation across trade support and operations. You will partner with Audit, Compliance, and Regulatory teams and drive analytics-based improvements using Tableau, Qlik, Alteryx, and Xceptor to strengthen controls.

The role focuses on owning the control environment, coordinating audits, and delivering data-driven risk insights to