Enterprise Risk Analyst: KPI & Governance

Axos Bank; Centennial (CO); On-site; USD 55,000 - 75,000; Full time

Job summary

Axos Clearing LLC is seeking an Enterprise Risk Associate to monitor and report on KRIs and KPIs, track enterprise and operational risks, and partner with business units to document risks, controls, issues, and remediation plans. The role supports risk governance through data analysis and reporting to boards and management.

Responsibilities include automating KRIs/KPIs, coordinating with risk across lines of business, communicating with units to ensure data integrity, and driving enhancements to

Qualifications

• 2-5 years of experience in the Financial Services or Brokerage Industry.
• 2-5 years of experience in Risk Management within the Financial Services or Brokerage Industry.
• College Degree preferably in accounting, economics or finance, or equivalent experience.
• Risk Management designations.
• FINRA licenses 7, 63, and 24 (preferred, not required)

Responsibilities

• Establish and monitor KRIs/KPIs, including automation, to support risk-based decisions; monitor tolerance breaches and action plans.
• Work across Risk and all lines of business to document and track operational risks, enterprise risks, controls, and KRIs.
• Communicate with business units to ensure data integrity of risks, controls, KRIs, issues, and remediation plans; support risk reporting.
• Drive enhancements to enterprise risk management processes and governance activities, including board reporting.

Skills

KRIs/KPIs monitoring

Risk management

Data analysis

Communication with stakeholders

Education

Bachelor's degree in accounting, economics or finance

Tools

FINRA licenses 7, 63, and 24

Job description

Axos Clearing LLC is seeking an Enterprise Risk Associate to monitor and report on KRIs and KPIs, track enterprise and operational risks, and partner with business units to document risks, controls, issues, and remediation plans. The role supports risk governance through data analysis and reporting to boards and management.

Responsibilities include automating KRIs/KPIs, coordinating with risk across lines of business, communicating with units to ensure data integrity, and driving enhancements to