Email Surveillance Principal - Broker-Dealer Review

UNAVAILABLE; Winter Park (FL); Hybrid; USD 55,000 - 70,000; Full time

Job summary

StoneX Group is seeking a Broker-Dealer Surveillance Specialist to review emails and social media for compliance and monitor other electronic communications. The role requires 2 years of supervision experience, a college degree or equivalent industry experience, and Series 7/24/63 licenses.

It offers a hybrid schedule with four days on-site and one day remote, plus competitive benefits. The position is based in the United States, with a salary range of $55,000 to $70,000, dependent on education,

Qualifications

• 2 years of broker-dealer supervision experience.
• Email surveillance experience.
• Strong communication skills.

Responsibilities

• Email and social media review and monitoring.
• Review of other forms of electronic communication.

Skills

Email surveillance

Communication skills

Education

College degree or Industry Experience

Series 7, 24 and 63 licenses

Job description

StoneX Group is seeking a Broker-Dealer Surveillance Specialist to review emails and social media for compliance and monitor other electronic communications. The role requires 2 years of supervision experience, a college degree or equivalent industry experience, and Series 7/24/63 licenses.

It offers a hybrid schedule with four days on-site and one day remote, plus competitive benefits. The position is based in the United States, with a salary range of $55,000 to $70,000, dependent on education,