Designated Principal, Email Surveillance & Compliance

StoneX Group; Miami (FL); Hybrid; USD 55,000 - 70,000; Full time

Benefits offered by this job

Incentive plan

Medical benefits

Job summary

StoneX Group Inc. in Miami, FL seeks a broker-dealer designated principal for email review and surveillance. The role requires reviewing firm emails across the organization and monitoring electronic communications to ensure compliance.

Requirements include 2 years in broker dealer supervision, email surveillance experience, and strong communication skills. Education should include a college degree or industry experience plus Series 7, 24 and 63 credentials.

Qualifications

• 2 years of broker dealer supervision experience.
• Email surveillance experience.
• Strong communication skills.

Responsibilities

• Email and social media review and monitoring.
• Other forms of electronic communication review.
• This list of duties and responsibilities is not intended to be all‑inclusive and can be expanded to include other duties or responsibilities that management deems necessary.

Skills

Broker dealer supervision

Email surveillance

Communication skills

Education

College degree or Industry Experience

Series 7, 24 and 63

Job description

StoneX Group Inc. in Miami, FL seeks a broker-dealer designated principal for email review and surveillance. The role requires reviewing firm emails across the organization and monitoring electronic communications to ensure compliance.

Requirements include 2 years in broker dealer supervision, email surveillance experience, and strong communication skills. Education should include a college degree or industry experience plus Series 7, 24 and 63 credentials.